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Walter Stephen Hadala Iii

PARAMAX SECURITIES
WILLIAMSVILLE, NY
·CRD# 5659610·16 years registered

Professional Summary

Walter Stephen Hadala III is a registered financial advisor currently at PARAMAX SECURITIES, LLC located in Williamsville, New York. Walter is registered as a RR (Registered Representative) and started their career in finance in 2010. Walter has worked at 1 firm and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years registered in the securities industry

Current & Past Employments

Current

PARAMAX SECURITIES, LLCCurrent·CRD# 147374
BD
333 International Drive Suite A, Williamsville, NY 14221
January 27, 2010 - Present

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Current Firm

PS
PARAMAX SECURITIES, LLC

PARAMAX SECURITIES, LLC

CRD#: 147374 / SEC#: 8-67902
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

333 International Drive Suite A, Williamsville, NY 14221

Mailing Address

333 International Drive Suite A, Williamsville, NY 14221

Phone Number

(716) 626-1200

Established

New York since 05/14/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (21 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PARAMAX CORPORATIONMEMBER/OWNER—
D'ALBA, RUSSELL JDESIGNATED PRINCIPAL/CCO/MEMBER4650836
MINNECI, TIMOTHY CHARLESREGISTERED PRINCIPAL5536348
SCHAPS, MICHAEL ROBERTFINOP/CHIEF FINANCIAL OFFICER/PFO/POO1892138

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(10/24/2018)
RR
California
(8/7/2018)
RR
Delaware
(1/14/2016)
RR
Florida
(7/30/2019)
RR
Georgia
(11/16/2020)
RR
Illinois
(3/4/2022)
RR
Louisiana
(12/22/2025)
RR
Michigan
(10/1/2014)
RR
Missouri
(3/13/2023)
RR
Nevada
(8/28/2018)
RR
New Jersey
(8/30/2018)
RR
New York
(4/1/2010)
RR
Ohio
(2/14/2013)
RR
Pennsylvania
(10/9/2014)
RR
Tennessee
(6/9/2026)
RR
Virginia
(1/18/2019)
RR
Wisconsin
(7/13/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2010About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2010About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Walter Stephen Hadala III's CRS (Customer Relationship Summary).

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