Teresa Patrick
STRATEGIC ADVISERS LLC | Financial Consultant
REDONDO BEACH, CA
Some features on this profile are disabled
CRD#: 5659559
Professional summary
Teresa Patrick, who also goes by Maria Teresa Garcia, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Redondo Beach, California and FIDELITY BROKERAGE SERVICES LLC located in Santa Monica, California.
Teresa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Teresa has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Biography
As a financial advisor with 10+ years of experience, I am happy to be part of the Fidelity Investments team and collaborate with clients and guide them towards their financial goals by reducing fears and anxiety and making their hopes happen. Clients can count on clear answers, honest opinions and ongoing support.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Maria Teresa Garcia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Teresa Patrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
California State University, Northridge
Bachelor of Business Administration - Business
1999
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1200 Wilshire Blvd, Santa Monica, CA 90403-5407RIA
CRD#: 104555
REDONDO BEACH, CA
Current
October 30, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1200 Wilshire Blvd, Santa Monica, CA 90403-5407BD
CRD#: 7784
Santa Monica, CA
Past
November 9, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SANTA MONICA, CA
Past
September 18, 2020 - October 30, 2020
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
LOS ANGELES, CA
Past
September 18, 2020 - October 30, 2020
OPPENHEIMER & CO. INC.
BD
CRD#: 249
LOS ANGELES, CA
Past
June 24, 2019 - October 5, 2020
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
HERMOSA BEACH, CA
Past
June 24, 2019 - October 5, 2020
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
HERMOSA BEACH, CA
Past
April 23, 2018 - March 25, 2019
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
Hawthorne, CA
Past
April 23, 2018 - March 25, 2019
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
Hawthorne, CA
Past
December 14, 2015 - April 25, 2018
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
Los Angeles, CA
Past
January 20, 2010 - April 25, 2018
NYLIFE SECURITIES LLC
BD
CRD#: 5167
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/7/2022)
RR
California(10/30/2020)
IAR
California(3/31/2025)
RR
Colorado(3/1/2024)
RR
Connecticut(3/1/2023)
RR
Delaware(3/1/2024)
RR
Florida(10/30/2020)
RR
Georgia(1/7/2022)
RR
Hawaii(7/8/2022)
RR
Idaho(1/15/2025)
RR
Illinois(1/15/2025)
RR
Massachusetts(1/7/2022)
RR
Michigan(3/25/2023)
RR
Nevada(10/8/2021)
RR
New Jersey(10/14/2021)
RR
New Mexico(12/16/2021)
RR
New York(12/1/2020)
RR
North Carolina(5/6/2022)
RR
Ohio(1/21/2025)
RR
Oregon(8/7/2024)
RR
Pennsylvania(4/30/2021)
RR
South Carolina(3/25/2023)
RR
Tennessee(7/21/2023)
RR
Texas(1/5/2022)
IAR
Texas(3/31/2025)
RR
Utah(5/28/2021)
RR
Virginia(7/21/2023)
RR
Washington(1/7/2022)
RR
Wisconsin(4/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Redondo Beach, CATRUST BUT VERIFY
Monitor Teresa Patrick
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
