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Glenn Gibson

TD SECURITIES (USA)
NEW YORK, NY
·CRD# 5659024·17 years experience

Professional Summary

Glenn Gibson is a registered financial advisor currently at TD SECURITIES (USA) LLC located in New York, New York and TD FINANCIAL PRODUCTS LLC located in New York, New York. Glenn is registered as a RR (Registered Representative) and started their career in finance in 2017. Glenn has worked at 4 firms and has passed the Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

TD SECURITIES (USA) LLC·CRD# 18476
BD
One Vanderbilt Avenue, New York, NY 10017
August 21, 2009 - Present
TD FINANCIAL PRODUCTS LLC·CRD# 154838
BD
One Vanderbilt Avenue, New York, NY 10017
September 22, 2021 - Present
TD ARRANGED SERVICES LLC·CRD# 122529
BD
1 Vanderbilt Avenue 11 Floor, New York, NY 10017
March 9, 2026 - Present
TD PRIME SERVICES LLC·CRD# 1914
BD
New York, NY
January 10, 2017 - September 25, 2026

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Current Firm

TA
TD ARRANGED SERVICES LLC

ATM EXECUTION LLC | TD ARRANGED SERVICES LLC | LABRANCHE STRUCTURED PRODUCTS LLC | LABRANCHE CAPITAL, LLC | COWEN ELECTRONIC | COWEN CAPITAL LLC

CRD#: 122529 / SEC#: 8-65509
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1 Vanderbilt Avenue 11 Floor, New York, NY 10017

Mailing Address

1 Vanderbilt Avenue 11 Floor, New York, NY 10017

Phone Number

(212) 827-7000

Established

New York since 02/12/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
COWEN INC.DIRECT PARENT—
BROADBERY, MICHAELCHIEF COMPLIANCE OFFICER6947899
GIBSON, GLENNCHIEF EXECUTIVE OFFICER5659024
ORTIZ, JORGE LUISFINOP AND PRINCIPAL FINANCIAL OFFICER2725922
PETROU, CHRISTINA ACHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER4007468

Disclosures

Regulatory Event

25

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2009About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2015About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Glenn Gibson's CRS (Customer Relationship Summary).

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