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AH

Audra K. Higgins

CIMAS
ALBANY, NY 12207
Some features on this profile are disabled
CRD#: 5654262
AH

Professional summary


Audra Kearney Higgins, who also goes by Audra Kearney Drain, Audra Ann Kearney, Audra Kearney Higgins, is a registered financial professional currently at CIMAS, LLC located in Albany, New York.

Audra is registered as a RR (Registered Representative) and started their career in finance in 2011. Audra has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Audra Kearney Drain | Audra Ann Kearney | Audra Kearney Higgins

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Audra Kearney Higgins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 6, 2025 - Present

CIMAS, LLC

Office #1: 30 South Pearl Street 9th Floor, Albany, NY, 12207
BD
CRD#: 132263
ALBANY, NY
Past

May 19, 2020 - April 29, 2024

SIMMONS CAPITAL GROUP

RIA
CRD#: 281122
HALFMOON, NY
Past

June 1, 2016 - December 31, 2024

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Saratoga Springs, NY
Past

August 3, 2012 - June 14, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
HALFMOON, NY
Past

May 4, 2011 - February 7, 2012

SPIRE SECURITIES, LLC

BD
CRD#: 144131
ALBANY, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/6/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 5/24/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CL
CIMAS, LLC
CIMAS LLC | CURRAN ADVISORY SERVICES | CIMAS, LLC

CRD#: 132263 / SEC#: , 8-66579

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
30 South Pearl Street 9th Floor, Albany, NY, 12207
Mailing Address
30 South Pearl Street 9th Floor, Albany, NY, 12207
Phone number
(518) 391-4200
Established
New York since 12/17/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CURRAN, THOMAS JOSEPHCCO AND CEO59035
CURRAN, KEVIN THOMASFINOP AND PRESIDENT2877993

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CIMAS, LLC

CRD#: 132263Albany, NY 12207

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