AH
Audra K. Higgins
CIMAS
ALBANY, NY 12207
Some features on this profile are disabled
CRD#: 5654262
AH
Professional summary
Audra Kearney Higgins, who also goes by Audra Kearney Drain, Audra Ann Kearney, Audra Kearney Higgins, is a registered financial professional currently at CIMAS, LLC located in Albany, New York.
Audra is registered as a RR (Registered Representative) and started their career in finance in 2011. Audra has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Audra Kearney Drain | Audra Ann Kearney | Audra Kearney Higgins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) The Name of Other Business: AKA Interiors, LLC; Investment Related?: No; Address: 3 Wedgewood Drive, Saratoga Springs, NY 12866; Nature of the Other Business: Interior Design; Position: Owner; Title: Interior Designer; Relationship w/ the Other Business: Start Date: 05/2006; Apx. Number of Hours/Month: 5; Number of Hours During Securities Trading Hours: 0; Brief Description of Duties: Interior Design and Furnishings. (2.) The Name of Other Business: Highland Capital Brokerage; Investment Related?: Yes; Address: At Reported Business Location(s); Nature of the Other Business: Non-Variable Insurance; Start Date: 09/2015; Apx. Number of Hours/Month: 5; (3.) The Name of Other Business: Cares, Inc.; Investment Related?: No; Address: 200 Henry Johnson Blvd, Suite 4, Albany, NY 12210; Nature of the Other Business: Non-Profit; Position: Board President; Start Date: 05/2018; Apx. Number of Hours/Month: 1-2; Number of Hours During Securities Trading Hours: 0; Brief Description of Duties: Attend Monthly Meetings, Approve Budget, Consider Acquisitions of the Organization. (4.) The Name of Other Business: Medicare Agent; Investment Related?: No; Address: 139 Meyer Rd, Halfmoon, NY 12065; Nature of the Other Business: Medicare Sales; Position: Agent; Start Date: 02/2019; Apx. Number of Hours/Month: 3; Number of Hours During Securities Trading Hours: 3; Brief Description of Duties: Education about and enrollment in Medicare program. (5.) Wellspring (Non-profit/board of directors); Not Investment related; 2816 US Rte 9 Malta NY 12020; 501(c)3 Non Profit; Board Member; Start 01/2022; 5 hrs/mo; 0 during trading; Attend Board and committee meetings monthly. Possible volunteer time for fundraising events.
CRS (Client Relationship Summary) - BD
Click below to view Audra Kearney Higgins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2025 - Present
CIMAS, LLC
Office #1: 30 South Pearl Street 9th Floor, Albany, NY, 12207BD
CRD#: 132263
ALBANY, NY
Past
May 19, 2020 - April 29, 2024
SIMMONS CAPITAL GROUP
RIA
CRD#: 281122
HALFMOON, NY
Past
June 1, 2016 - December 31, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Saratoga Springs, NY
Past
August 3, 2012 - June 14, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
HALFMOON, NY
Past
May 4, 2011 - February 7, 2012
SPIRE SECURITIES, LLC
BD
CRD#: 144131
ALBANY, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(1/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CL
CIMAS, LLC
CIMAS LLC | CURRAN ADVISORY SERVICES | CIMAS, LLC
CRD#: 132263 / SEC#: , 8-66579
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
30 South Pearl Street 9th Floor, Albany, NY, 12207
Mailing Address
30 South Pearl Street 9th Floor, Albany, NY, 12207
Phone number
(518) 391-4200
Established
New York since 12/17/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (4 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
