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Audra Kearney Higgins

CIMAS
ALBANY, NY
·CRD# 5654262·15 years experience

Professional Summary

Audra Kearney Higgins, who also goes by Audra Kearney Drain, Audra Ann Kearney, Audra Kearney Higgins, is a registered financial advisor currently at CIMAS, LLC located in Albany, New York. Audra is registered as a RR (Registered Representative) and started their career in finance in 2011. Audra has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Audra Kearney Drain, Audra Ann Kearney, Audra Kearney Higgins

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

CIMAS, LLC·CRD# 132263
BD
30 South Pearl Street 9th Floor, Albany, NY, 12207
January 6, 2025 - Present
SIMMONS CAPITAL GROUP·CRD# 281122
RIA
Halfmoon, NY
May 19, 2020 - April 29, 2024
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Saratoga Springs, NY
June 1, 2016 - December 31, 2024
LPL FINANCIAL LLC·CRD# 6413
BD
Halfmoon, NY
August 3, 2012 - June 14, 2016
SPIRE SECURITIES, LLC·CRD# 144131
BD
Albany, NY
May 4, 2011 - February 7, 2012

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Current Firm

CL
CIMAS, LLC

CIMAS LLC | CURRAN ADVISORY SERVICES | CIMAS, LLC

CRD#: 132263 / SEC#: 8-66579
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

30 South Pearl Street 9th Floor, Albany, NY, 12207

Mailing Address

30 South Pearl Street 9th Floor, Albany, NY, 12207

Phone Number

(518) 391-4200

Established

New York since 12/17/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CURRAN, THOMAS JOSEPHCCO AND CEO59035
CURRAN, KEVIN THOMASFINOP AND PRESIDENT2877993

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) The Name of Other Business: AKA Interiors, LLC; Investment Related?: No; Address: 3 Wedgewood Drive, Saratoga Springs, NY 12866; Nature of the Other Business: Interior Design; Position: Owner; Title: Interior Designer; Relationship w/ the Other Business: Start Date: 05/2006; Apx. Number of Hours/Month: 5; Number of Hours During Securities Trading Hours: 0; Brief Description of Duties: Interior Design and Furnishings. (2.) The Name of Other Business: Highland Capital Brokerage; Investment Related?: Yes; Address: At Reported Business Location(s); Nature of the Other Business: Non-Variable Insurance; Start Date: 09/2015; Apx. Number of Hours/Month: 5; (3.) The Name of Other Business: Cares, Inc.; Investment Related?: No; Address: 200 Henry Johnson Blvd, Suite 4, Albany, NY 12210; Nature of the Other Business: Non-Profit; Position: Board President; Start Date: 05/2018; Apx. Number of Hours/Month: 1-2; Number of Hours During Securities Trading Hours: 0; Brief Description of Duties: Attend Monthly Meetings, Approve Budget, Consider Acquisitions of the Organization. (4.) The Name of Other Business: Medicare Agent; Investment Related?: No; Address: 139 Meyer Rd, Halfmoon, NY 12065; Nature of the Other Business: Medicare Sales; Position: Agent; Start Date: 02/2019; Apx. Number of Hours/Month: 3; Number of Hours During Securities Trading Hours: 3; Brief Description of Duties: Education about and enrollment in Medicare program. (5.) Wellspring (Non-profit/board of directors); Not Investment related; 2816 US Rte 9 Malta NY 12020; 501(c)3 Non Profit; Board Member; Start 01/2022; 5 hrs/mo; 0 during trading; Attend Board and committee meetings monthly. Possible volunteer time for fundraising events.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(1/6/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2013About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2011About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed May 2015About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Audra Kearney Higgins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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