Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

AdvisorLive

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's AdvisorLive helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

TC

Thomas Joseph Curran

CURRAN WEALTH MANAGEMENT

ALBANY, NY

·CRD# 59035·57 years experience

Professional Summary

Thomas Joseph Curran is a registered financial advisor currently at CURRAN WEALTH MANAGEMENT located in Albany, New York and CIMAS, LLC located in Albany, New York. Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1970. Thomas has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 7TO, SIE, Series 5, Series 15, PC, Series 1,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

Nichole Demetria Raftopoulos

Nichole Demetria Raftopoulos

NVEST FINANCIAL, LLC

PORTSMOUTH, NH · CRD#

Douglas Kelly

AMERIPRISE FINANCIAL SERVICES, LLC

Latham, NY · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Nichole Demetria Raftopoulos

Nichole Demetria Raftopoulos

NVEST FINANCIAL, LLC

PORTSMOUTH, NH · CRD#

Douglas Kelly

AMERIPRISE FINANCIAL SERVICES, LLC

Latham, NY · CRD#

Contact Information

Email

xxxxx@xxxx.xxx

Similar Advisors

Nichole Demetria Raftopoulos

Nichole Demetria Raftopoulos

NVEST FINANCIAL, LLC

PORTSMOUTH, NH · CRD#

Douglas Kelly

AMERIPRISE FINANCIAL SERVICES, LLC

Latham, NY · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Nichole Demetria Raftopoulos

Nichole Demetria Raftopoulos

NVEST FINANCIAL, LLC

PORTSMOUTH, NH · CRD#

Douglas Kelly

AMERIPRISE FINANCIAL SERVICES, LLC

Latham, NY · CRD#

Years of Experience

57 years in the financial services industry

Current & Past Employments

CURRAN WEALTH MANAGEMENT·CRD# 132136

RIA

1. 30 S. Pearl Street 9th Floor, Albany, NY, 122072. 621 Lafayette Street, Cape May, NJ 08204

November 12, 2004 - Present

CIMAS, LLC·CRD# 132263

BD

1. 30 S. Pearl Street 9th Floor, Albany, NY, 122072. 30 South Pearl Street 9th Floor, Albany, NY, 12207

November 2, 2004 - Present

WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616

RIA

Albany, NY

August 5, 2000 - December 13, 2004

WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616

BD

St. Louis, MO

August 5, 2000 - December 13, 2004

GLEACHER & COMPANY SECURITIES, INC.·CRD# 298

BD

New York, NY

September 28, 1973 - August 5, 2000

HAYDEN STONE INC.·CRD# 6567

BD

September 11, 1970 - November 1, 1973

Similar Advisors

Nichole Demetria Raftopoulos

Nichole Demetria Raftopoulos

NVEST FINANCIAL, LLC

PORTSMOUTH, NH · CRD#

Douglas Kelly

AMERIPRISE FINANCIAL SERVICES, LLC

Latham, NY · CRD#

Current Firm

CW

CURRAN WEALTH MANAGEMENT

CIM, LLC | CURRAN WEALTH MANAGEMENT | CURRAN INVESTMENT MANAGEMENT

CRD#: 132136 / SEC#: 801-63553

RIA

Registered Investment Advisory firm - SEC (10/13/2004 Approved)

Contact Information

Main Address

30 S. Pearl Street 9th Floor, Albany, NY, 12207

Phone Number

(518) 391-4200

# of Employees

12

SEC notice filing (12 States and Territories)

Registered to provide investment advisory services in 12 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CIM LLC FORM ADV PART 2A FIRM BROCHURE (3/27/2026)

CIM LLC FORM ADV APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,074

AUM (Assets Under Management)

$804,251,910

Similar Advisors

Nichole Demetria Raftopoulos

Nichole Demetria Raftopoulos

NVEST FINANCIAL, LLC

PORTSMOUTH, NH · CRD#

Douglas Kelly

AMERIPRISE FINANCIAL SERVICES, LLC

Latham, NY · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

C&W ENTERPRISES AND W&C ENTERPRISES. INVESTMENT RELATED. REAL ESTATE. OWNER OF BOTH. SINCE 1975. 1 HOUR PER MONTH. MR. CURRAN INVESTS IN COMMERCIAL REAL ESTATE ANDIS RESPONSIBLE FOR MAINTAINING THE PROPERTY, AND THE ACCOUNTS PAYABLES AND RECEIVEABLES ASSOCIATED WITH THESE PROPERTIES. Hippo Tax Services, LLC- Mr. Curran is the owner of this firm that prepares tax returns/provides tax advice. It currently has few clients and is generally only active during tax season. Insurance product sales- Mr. Curran is a licensed insurance agent and occasionally sells insurance products. Generally only a few policies are sold in a year. Beachside Leasing LLC - Mr. Curran is the sole member of this NYS registered LLC that purchases vehicles and leases them to businesses. This is a NON-investment related activity. Only a few hours per month will be spent on this business.

Similar Advisors

Nichole Demetria Raftopoulos

Nichole Demetria Raftopoulos

NVEST FINANCIAL, LLC

PORTSMOUTH, NH · CRD#

Douglas Kelly

AMERIPRISE FINANCIAL SERVICES, LLC

Latham, NY · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CW

CURRAN WEALTH MANAGEMENT

CIM, LLC | CURRAN WEALTH MANAGEMENT | CURRAN INVESTMENT MANAGEMENT

CRD#: 132136 / SEC#: 801-63553

RIA

Registered Investment Advisory firm - SEC (10/13/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Arizona
(11/30/2022)

RR

California
(1/8/2019)

RR

Florida
(11/1/2006)

IAR

New Jersey
(11/12/2004)

RR

New York
(11/12/2004)

IAR

New York
(8/31/2021)

IAR

Texas
(5/19/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1985About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 5 — Interest Rate Options Examination

Passed Sep 1993

Series 15 — Foreign Currency Options Examination

Passed Jun 1993

PC — AMEX Put and Call Exam

Passed Sep 1977

Series 1 — Registered Representative Examination

Passed May 1969

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Sep 2007About the Series 53 exam

Series 40 — Registered Principal Examination

Passed Mar 1978

FINRA

SRO Registrations

Similar Advisors

Nichole Demetria Raftopoulos

Nichole Demetria Raftopoulos

NVEST FINANCIAL, LLC

PORTSMOUTH, NH · CRD#

Douglas Kelly

AMERIPRISE FINANCIAL SERVICES, LLC

Latham, NY · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Curran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Nichole Demetria Raftopoulos

Nichole Demetria Raftopoulos

NVEST FINANCIAL, LLC

PORTSMOUTH, NH · CRD#

Douglas Kelly

AMERIPRISE FINANCIAL SERVICES, LLC

Latham, NY · CRD#

TC

Follow Thomas

Get alerted to job moves, licensing changes, and new disclosures

Free — no card required