Kevin Thomas Curran
Professional Summary
Kevin Thomas Curran is a registered financial advisor currently at CURRAN WEALTH MANAGEMENT located in Albany, New York and CIMAS, LLC located in Albany, New York. Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Kevin has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
CIM, LLC | CURRAN WEALTH MANAGEMENT | CURRAN INVESTMENT MANAGEMENT
Contact Information
Main Address
30 S. Pearl Street 9th Floor, Albany, NY, 12207Phone Number
(518) 391-4200# of Employees
12SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,074AUM (Assets Under Management)
$804,251,910Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CIM, LLC | CURRAN WEALTH MANAGEMENT | CURRAN INVESTMENT MANAGEMENT
State Registrations and Notice Filings
(8/27/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Kevin Thomas Curran's CRS (Customer Relationship Summary).
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