Devin M. Mccabe
Professional summary
Devin Michael Mccabe is a registered financial professional currently at LAIDLAW & COMPANY (UK) LTD. located in New York, New York.
Devin is registered as a RR (Registered Representative) and started their career in finance in 2009. Devin has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Devin Michael Mccabe's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2019 - Present
LAIDLAW & COMPANY (UK) LTD.
Office #1: 521 5th Avenue 12th Floor, New York, NY 10175July 3, 2017 - September 3, 2019
WESTPARK CAPITAL, INC.
November 12, 2013 - August 1, 2017
LAIDLAW & COMPANY (UK) LTD.
August 17, 2009 - November 13, 2013
STONEX SECURITIES INC.
March 10, 2009 - August 17, 2009
EMMETT A LARKIN COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2019)
(10/23/2019)
(6/14/2023)
(8/30/2019)
(11/2/2022)
(9/14/2022)
(8/30/2019)
(8/30/2019)
(8/30/2019)
(6/12/2023)
(6/27/2023)
(8/30/2019)
(9/12/2022)
(8/30/2019)
(10/20/2022)
(10/3/2019)
(8/9/2022)
(9/14/2022)
(8/30/2019)
(8/30/2019)
(6/18/2025)
(8/9/2022)
(8/30/2019)
(9/16/2019)
(10/26/2022)
(8/30/2019)
(5/2/2025)
(8/30/2019)
(8/30/2019)
(10/17/2019)
(10/26/2022)
(1/10/2022)
Exams
FINRA
Current Firm
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037 / SEC#: , 8-53731
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Arbitration | 4 |
Red Flags
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