Kamolyut Mengumpun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kamolyut Mengumpun, who also goes by Kam Mengumpun, was a registered financial professional .
Kamolyut is a previously registered financial professional and started their career in finance in 2009. Kamolyut had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2012 - January 17, 2013
WTS PROPRIETARY TRADING GROUP LLC
April 14, 2010 - April 26, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
February 26, 2009 - June 9, 2009
MAX INTERNATIONAL BROKER/DEALER CORP.
State Registrations and Notice Filings
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Exams
Current Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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