Mark C. Weller
EAGLE STRATEGIES LLC
Wayne, PA 19087
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CRD#: 5643805
Professional summary
Mark Charles Weller, CFP® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Wayne, Pennsylvania and NYLIFE SECURITIES LLC located in Royersford, Pennsylvania.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Mark has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 81 HOME ROAD HATBORO, PA 19040; START DATE 07/2014; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 5 HOURS PER MONTH; 1 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF KARALIUS & ASSOCIATES INSURANCE AND FINANCIAL SERVICES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; BALA CYNWYD, PA; START DATE: 07/2020] [BNI Langhorne; As Vice President, I am the leader of a networking group in the Langhorne PA area. I am a backup to run the meetings as well as keep track of attendance and referrals given. Thanks!; 5 S. State Street Newtown, PA 18940; Start Date 01/2023; Role/Title: Board Member; Not Investment Related; 12 hours per month; 12 hours per month during securities trading hours][Royersford Parks and Recreation Commission; committee to help with various tasks connected to events that are being hosted in the parks within Royersford borough. ; 300 Main Street Royersford, PA 19468; Start Date 09/2024; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; Support the efforts of the committee with events]
CRS (Client Relationship Summary) - RIA
Click below to view Mark Charles Weller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
June 22, 2012 - Present
EAGLE STRATEGIES LLC
Office #1: 595 E. Swedesford Rd. Suite 300, Wayne, PA 19087RIA
CRD#: 110826
Wayne, PA
Current
December 10, 2009 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
ROYERSFORD, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/28/2021)
RR
Arkansas(8/29/2023)
RR
California(2/21/2017)
RR
Colorado(10/30/2015)
RR
Connecticut(9/15/2022)
RR
Delaware(8/14/2012)
RR
Florida(10/15/2013)
RR
Georgia(1/25/2018)
RR
Illinois(6/8/2015)
RR
Kentucky(2/12/2020)
RR
Maryland(4/22/2015)
RR
Massachusetts(3/12/2014)
RR
Michigan(2/24/2012)
RR
Nevada(10/13/2014)
RR
New Jersey(8/30/2011)
RR
New York(11/7/2016)
RR
North Carolina(11/29/2022)
RR
Ohio(2/26/2014)
RR
Pennsylvania(1/13/2010)
IAR
Pennsylvania(6/22/2012)
RR
South Carolina(10/26/2016)
RR
Tennessee(6/17/2025)
RR
Texas(8/17/2017)
IAR
Texas(12/4/2019)
RR
Utah(2/1/2018)
RR
Vermont(8/19/2020)
RR
Virginia(6/23/2020)
RR
Washington(1/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
