RB
Ryan C. Barker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Colorado Springs, CO
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CRD#: 5643374
RB
Professional summary
Ryan C Barker is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Colorado Springs, Colorado and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Sherman, Texas.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Ryan has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 06/04/20. 2) BARKER INVESTMENT SERVICES, 1800 TEAGUE DR, STE 417, SHERMAN, TX, BUSINESS OWNER, 01/01/21, INV REL, 20 HR/WK- 10/TRADING HR.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan C Barker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 1800 Teague Dr. Ste. 417, Sherman, TX 75090RIA
CRD#: 134139
Colorado Springs, CO
Current
February 16, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1800 Teague Dr. Ste. 110, Sherman, TX 75090Office #2: 13753 Sand Cherry Place, Colorado Springs, CO 80921BD
CRD#: 39543
Sherman, TX
Past
October 18, 2019 - January 26, 2021
LIGHTHOUSE FINANCIAL LLC
RIA
CRD#: 109251
BROOMFIELD, CO
Past
August 24, 2017 - June 17, 2020
ACCELERATED WEALTH ADVISORS LLC
RIA
CRD#: 170022
COLORADO SPRINGS, CO
Past
May 8, 2013 - June 20, 2017
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
COLORADO SPRINGS, CO
Past
May 7, 2013 - June 20, 2017
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
COLORADO SPRINGS, CO
Past
August 6, 2012 - April 19, 2013
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
SHERMAN, TX
Past
August 6, 2012 - April 19, 2013
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
SHERMAN, TX
Past
September 24, 2009 - August 6, 2012
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
SHERMAN, TX
Past
June 8, 2009 - August 6, 2012
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
SHERMAN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/18/2021)
RR
Arizona(3/1/2021)
RR
California(2/19/2021)
IAR
Colorado(6/4/2020)
RR
Colorado(2/18/2021)
RR
Florida(2/19/2021)
RR
Idaho(2/22/2021)
RR
Kansas(2/19/2021)
RR
Louisiana(11/16/2021)
RR
Montana(2/22/2021)
RR
Nebraska(2/23/2021)
RR
Nevada(2/26/2021)
RR
New York(2/19/2021)
RR
Oklahoma(2/22/2021)
IAR
Texas(6/4/2020)
RR
Texas(2/17/2021)
RR
Virginia(2/24/2021)
RR
Washington(2/18/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/16/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
