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Thomas Kyle Boothe

MAIN STREET ASSET MANAGMENT
Sherman, TX
·CRD# 5643119·17 years experience

Professional Summary

Thomas Kyle Boothe is a registered financial advisor currently at MAIN STREET ASSET MANAGMENT located in Sherman, Texas. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Thomas has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

MAIN STREET ASSET MANAGMENT·CRD# 149610
RIA
4708 N Fm 1417, Sherman, TX 75092
April 7, 2009 - Present

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Current Firm

MS
MAIN STREET ASSET MANAGMENT

MAIN STREET ASSET MANAGMENT | MSHC, LLC | MAIN STREET FINANCIAL

CRD#: 149610
Texas
Registered Investment Advisory firm - Texas (4/3/2009 Approved)

Contact Information

Main Address

4708 N Fm 1417, Sherman, TX 75092

Mailing Address

Po Box 368, Sherman, TX 75091

Phone Number

(903) 819-1835

# of Employees

0

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

20

AUM (Assets Under Management)

$4,603,548

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The information below will contain the following explanations, in the following format: The name of the other business - Whether the business is investment-related - The address of the other business - The nature of the other business - My position, title, or relationship with the other business - The start date of my relationship with the other business - The approximate number of hours/month I devote to the other business - The number of hours/month I devote to the other business during securities trading hours - A brief description of my duties relating to the other business. Bluestone Partners, LLC - not investment related - 4708 N FM 1417 Sherman, TX 75092 - Construction and Real Estate Services - Partner/President - 1-15-03 start date - 40 hours per month - 30 hours per month during security trading hours - Generally manage the business in multiple construction projects and real estate sales as a licensed real estate broker. Bluestone Partners West, LLC - not investment related - 4708 N FM 1417 Sherman, TX 75092 - Construction and Real Estate Services - Partner/President - 12-15-15 start date - 5 hours per month - 0 hours per month during security trading hours - Generally manage the business in multiple construction projects Sapphire Group, LLC - real estate investment holding company - 4708 N FM 1417 Sherman, TX 75092 - Owns multiple real estate investment properties - Chairman of the Board - 4-13-10 start date - 2 hours a month- 0 hours per month during security trading hours - Serve as the chairman of the board to help oversee real estate holdings and business operations with approximately 9 other board members Eminent Holdings, LLC - real estate investment holding company - 4708 N FM 1417 Sherman, TX 75092 - Owns one commercial office building - Officer - 12-9-09 start date - 1 hour per month- 0 hours per month during security trading hours - Serve as an officer to oversee the real estate holding of the company with 2 other officers.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(4/7/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2009About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Thomas Kyle Boothe's CRS (Customer Relationship Summary).

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