Nathan M. Kudla
Professional summary
Nathan M. Kudla, CFP®, who also goes by Nate Kudla, Nathan Michael Kudla, Nathan Kudla, Nathan M Kudla, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 2010. Nathan has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathan M. Kudla's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Contra Way, Merrimack, NH 03054May 27, 2022 - June 27, 2022
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
June 17, 2019 - June 27, 2022
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
June 17, 2019 - May 27, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 12, 2018 - June 10, 2019
SANTANDER SECURITIES LLC
May 4, 2018 - June 10, 2019
SANTANDER SECURITIES LLC
April 5, 2012 - April 11, 2018
STRATEGIC ADVISERS LLC
September 19, 2010 - April 10, 2018
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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