BD

Baris Dincer

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CRD#: 5637472
BD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Baris Dincer, who also goes by Bo Dincer, was a registered financial professional .

Baris is a previously registered financial professional and started their career in finance in 2009. Baris had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bo Dincer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 10, 2018 - December 6, 2018

PLANNER SECURITIES LLC

BD
CRD#: 36866
NEW YORK, NY
Past

June 1, 2017 - March 16, 2018

J.H. DARBIE & CO., INC.

BD
CRD#: 43520
NEW YORK, NY
Past

March 22, 2016 - June 9, 2016

REVERE SECURITIES LLC

BD
CRD#: 14178
NEW YORK, NY
Past

August 6, 2015 - March 22, 2016

KOYOTE TRADING LLC

BD
CRD#: 149672
NEW YORK, NY
Past

March 13, 2014 - May 1, 2015

ODEON CAPITAL GROUP LLC

BD
CRD#: 148493
NEW YORK, NY
Past

March 27, 2013 - April 4, 2014

FOREFRONT CAPITAL MARKETS LLC

BD
CRD#: 151812
NEW YORK, NY
Past

July 9, 2012 - November 30, 2012

ALEXANDER CAPITAL, L.P.

BD
CRD#: 40077
RED BANK, NJ
Past

August 5, 2009 - July 5, 2012

LEGEND SECURITIES, INC.

BD
CRD#: 44952
NEW YORK, NY
Past

February 24, 2009 - May 20, 2009

NEWOAK CAPITAL MARKETS LLC

BD
CRD#: 104063
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


PS
PLANNER SECURITIES LLC
ALMARC TRADING LLC | PLANNER SECURITIES LLC | ALMARC TRADING, LP

CRD#: 36866 / SEC#: , 8-47498

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
641 Lexington Avenue 14th Floor, Ste 1423, New York, NY 10022
Mailing Address
1221 Brickell Avenue 9th Floor, Miami, FL 33131
Phone number
(646) 381-7000
Established
Delaware since 12/10/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
PLANNER INTERNATIONAL, INC.OWNER
BYRNE, JOHN MICHAEL JRCHIEF COMPLIANCE OFFICER1255284
GADOTTI DE FIGUEIREDO, LEONARDOCHIEF EXECUTIVE OFFICER6917148
GRIMM, LINDA STEINMANNFINOP, PFO, POO1970620
VIGLIAROLO, JOSEPH CHARLESOPTIONS PRINCIPAL4880434

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PLANNER SECURITIES LLC

CRD#: 36866

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