Baris Dincer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Baris Dincer, who also goes by Bo Dincer, was a registered financial professional .
Baris is a previously registered financial professional and started their career in finance in 2009. Baris had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2018 - December 6, 2018
PLANNER SECURITIES LLC
June 1, 2017 - March 16, 2018
J.H. DARBIE & CO., INC.
March 22, 2016 - June 9, 2016
REVERE SECURITIES LLC
August 6, 2015 - March 22, 2016
KOYOTE TRADING LLC
March 13, 2014 - May 1, 2015
ODEON CAPITAL GROUP LLC
March 27, 2013 - April 4, 2014
FOREFRONT CAPITAL MARKETS LLC
July 9, 2012 - November 30, 2012
ALEXANDER CAPITAL, L.P.
August 5, 2009 - July 5, 2012
LEGEND SECURITIES, INC.
February 24, 2009 - May 20, 2009
NEWOAK CAPITAL MARKETS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PLANNER SECURITIES LLC
CRD#: 36866 / SEC#: , 8-47498
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
