JF
Jeremy G. Frazie
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
PORTSMOUTH, OH 45662
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CRD#: 5635976
JF
Professional summary
Jeremy Grant Frazie, AIF® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Portsmouth, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Portsmouth, Ohio.
Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jeremy has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FRAZIE WEALTH MANAGEMENT, 701 CHILLICOTHE ST PORTSMOUTH OH, 02/2007, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. INV REL, 80 HR/MO 80 HR/MO TRADING 2) OHIO PENSION CONSULTANTS, 701 CHILLICOTHE ST PORTSMOUTH OH, 09/2012, CO-OWNER, DBA, NIR, 10 HR/MONTH 5 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 06/2014, AS ADVISORY REP OF A RIA. INV REL, 120 HRS/MO 120 HRS/MO TRADING 4) JEBB MANAGEMEBT COMPANY LLC, 130 CYNTHIA ANN DR WHEELERSBURG OH, 10/2021, OWNER, INV REL, 30 HRS/MONTH 10 HRS/MONTH TRADING 5) JEF PROPERTY HOLDINGS LLC, 130 CYNTHIA ANN DR WHEELERSBURG OH, 06/2017, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HRS/MO TRADING 6) MJT HOLDINGS, LLC, 2154 CARTER AVE UNIT B ASHLAND KY, 01/2024, OWNER, REAL ESTATE, NIR, 2 HR/MO 0 HR/MO TRADING 7) JEREMY G. FRAZIE AND ERIKA DAWN FRAZIE REVOCABLE LIVING TRUST, WHEELERSBURG OH 45694, 04/2024, OWNER, REAL ESTATE, NIR, 3 HR/MO 1 HR/MO TRADING 8) KENTUCKY WEALTH MANAGEMENT GROUP, LLC DBA FRAZIE WEALTH MANAGEMENT - ASHLAND, 2154 Carter Ave., Ashland KY 41101, United States, 10/24/2024, IAR, INV REL, 30/MO - 30/Trading 9) AFEA-AMERICAN FINANCIAL EDUCATION ALLIANCE, 701 Chillicothe St., Portsmouth OH 45662, United States, 08/27/2025, Member and Instructor, Author/Educator/Podcast/Speaker, NIR, 10 HR/MO - 2 HR/MO TRADING 10) FRAZIE WEALTH MANAGEMENT, 701 Chillicothe St., Portsmouth OH 45662, United States, 09/23/2025, Owner, Insurance Agency Setup, NIR, 10 HR/MO - 10 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Grant Frazie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 4, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 701 Chillicothe Street Suite B, Portsmouth, OH 45662RIA
CRD#: 134139
PORTSMOUTH, OH
Current
June 4, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 701 Chillicothe Street, Portsmouth, OH 45662BD
CRD#: 39543
Portsmouth, OH
Past
February 19, 2009 - June 4, 2014
SPC
RIA
CRD#: 110692
PORTSMOUTH, OH
Past
February 16, 2009 - June 4, 2014
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
PORTSMOUGH, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/13/2022)
RR
California(6/1/2021)
RR
Florida(7/26/2016)
RR
Georgia(5/23/2022)
RR
Illinois(1/2/2018)
RR
Indiana(2/2/2015)
RR
Kentucky(6/4/2014)
RR
Louisiana(4/13/2017)
RR
Michigan(7/26/2016)
RR
Minnesota(12/8/2021)
RR
Mississippi(11/19/2024)
RR
Nevada(5/9/2022)
RR
North Carolina(7/7/2015)
RR
Ohio(6/4/2014)
IAR
Ohio(6/4/2014)
RR
Oklahoma(5/23/2016)
RR
Oregon(6/12/2014)
RR
Pennsylvania(6/18/2015)
RR
South Carolina(7/26/2016)
RR
Tennessee(1/2/2015)
RR
Texas(2/21/2023)
IAR
Texas(2/21/2023)
RR
Utah(5/9/2022)
RR
Virginia(12/20/2018)
RR
West Virginia(6/4/2014)
RR
Wisconsin(1/18/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
