Joseph R. Hooker
Professional summary
Joseph Rotondo Hooker, CFP®, who also goes by Joe Hooker, Joseph Rotondo Hooker Mr., is a registered financial professional currently at FS INVESTMENT SOLUTIONS, LLC located in Philadelphia, Pennsylvania.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2009. Joseph has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Rotondo Hooker's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2014 - Present
FS INVESTMENT SOLUTIONS, LLC
Office #1: 201 Rouse Boulevard, Philadelphia, PA 19112April 12, 2011 - April 8, 2014
BLACKROCK INVESTMENT MANAGEMENT, LLC
March 31, 2011 - April 8, 2014
BLACKROCK INVESTMENTS, LLC
July 21, 2010 - February 28, 2011
BNY ADVISORS
February 16, 2009 - December 31, 2010
BNY MELLON MANAGED INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/26/2025)
(8/26/2025)
(8/15/2024)
(8/11/2023)
(1/6/2017)
(1/6/2017)
(8/11/2023)
(8/15/2024)
(8/26/2025)
(8/26/2025)
(1/6/2017)
(8/26/2025)
(8/11/2023)
(8/11/2023)
(8/27/2025)
(4/14/2014)
(8/15/2024)
(8/11/2023)
(8/26/2025)
(1/6/2017)
(6/1/2018)
Exams
FINRA
Current Firm
FS INVESTMENT SOLUTIONS, LLC
CRD#: 145244 / SEC#: , 8-67718
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FRANKLIN SQUARE HOLDINGS, LP | SOLE MEMBER OF FS INVESTMENT SOLUTIONS, LLC | |
| DETWILER, ELIZABETH CAMILLA | GENERAL COUNSEL, PRINICIPAL OPERATIONS OFFICER | 4361137 |
| GAGLIOTI, ENRICO SALVATORE | PRESIDENT | 2649966 |
| PAGNOTTA, CHRISTOPHER VINCENT | CHIEF COMPLIANCE OFFICER | 4418522 |
| SCARPATI, GERARD | FINOP/CFO, PFO | 2313132 |
Red Flags
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