Matthew S. Devries

BRAGG FINANCIAL ADVISORS

Charlotte, NC 28203

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CRD#: 5633607

Professional summary

Matthew Schultz Devries is a registered financial advisor currently at BRAGG FINANCIAL ADVISORS INC located in Charlotte, North Carolina.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Matthew has worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Camp Luck - Located in Cherryville, NC, Non-profit, Relationship started January 2025, Member of the Investment Committee - investment related, zero hours will be spent on this activity during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Schultz Devries's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2020 - Present

BRAGG FINANCIAL ADVISORS INC

Office #1: 1031 South Caldwell St Suite 200, Charlotte, NC 28203

RIA

CRD#: 108780

Charlotte, NC

Past

September 17, 2015 - September 2, 2020

QUEENS ROAD SECURITIES, LLC

CRD#: 104277

CHARLOTTE, NC

Past

December 11, 2012 - September 16, 2015

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

CHARLOTTE, NC

Past

July 20, 2012 - December 4, 2012

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

March 30, 2011 - July 16, 2012

ALLY INVEST SECURITIES LLC

CRD#: 136131

CHARLOTTE, NC

Past

April 5, 2010 - March 22, 2011

SYNERGY INVESTMENT GROUP, LLC

CRD#: 46035

CHARLOTTE, NC

Past

December 8, 2009 - April 7, 2010

PRUCO SECURITIES, LLC.

CRD#: 5685

CHARLOTTE, NC

Past

June 17, 2009 - December 11, 2009

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

January 19, 2009 - May 14, 2009

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRAGG FINANCIAL ADVISORS INC

CRD#: 108780 / SEC#: 801-56890

RIA

Registered Investment Advisory firm - (10/12/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/16/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/3/2009

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/16/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/27/2011

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/20/2010

General Securities Principal Examination

Current Firm

BRAGG FINANCIAL ADVISORS INC

CRD#: 108780 / SEC#: 801-56890

RIA

Registered Investment Advisory firm - (10/12/1999 Approved)

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Contact information

Main Address

1031 South Caldwell St Suite 200, Charlotte, NC 28203

Mailing Address

Phone number

(704) 377-0261

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV, PART II BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	1,552
AUM (Assets Under Management)	$ 3,904,367,607

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew S. Devries

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Schultz Devries's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUEENS ROAD SECURITIES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

T3 TRADING GROUP, LLC

ALLY INVEST SECURITIES LLC

SYNERGY INVESTMENT GROUP, LLC

PRUCO SECURITIES, LLC.

FIS BROKERAGE & SECURITIES SERVICES LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

Primary Firm SEC Registration

BRAGG FINANCIAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/16/2009

SIE

Date: 10/1/2018

Series 55

Date: 3/3/2009

Series 7

Date: 1/16/2009

Series 53

Date: 1/27/2011

Series 24

Date: 7/20/2010

Current Firm

BRAGG FINANCIAL ADVISORS INC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRAGG FINANCIAL ADVISORS INC

TRUST BUT VERIFY

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