AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JC

James W. Curran

TAHOE CAPITAL GROUP
RENO, NV
Some features on this profile are disabled
CRD#: 5632092
JC

Professional summary

James Wayne Curran is a registered financial professional currently at TAHOE CAPITAL GROUP LLC located in Reno, Nevada.

James is registered as a RR (Registered Representative) and started their career in finance in 2009. James has worked at 4 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Wayne Curran's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2026 - Present

TAHOE CAPITAL GROUP LLC

Office #2: 2870 Trentwood Ct., Reno, NV 89509
BD
CRD#: 339696
RENO, NV
Past

April 5, 2024 - November 21, 2025

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
RENO, NV
Past

July 11, 2011 - April 5, 2024

SIERRA PACIFIC SECURITIES, LLC

BD
CRD#: 155160
RENO, NV
Past

February 4, 2009 - July 18, 2011

NATHAN HALE CAPITAL, LLC

BD
CRD#: 123650
RENO, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Nevada
(5/7/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/13/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 4/5/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/3/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 5/1/2026
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/21/2015
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/1/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TAHOE CAPITAL GROUP LLC
TAHOE CAPITAL GROUP LLC

CRD#: 339696 / SEC#: , 8-71480

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2870 Trentwood Ct., Reno, NV 89509
Mailing Address
2870 Trentwood Ct., Reno, NV 89509
Phone number
(775) 230-5428
Established
Nevada since 11/03/2025
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BROOKS, DOUGLAS RICHARDCHIEF INVESTMENT OFFICER5955350
CURRAN, JAMES WAYNECHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER5632092
LECK, MATTHEW DANIELCHIEF OPERATING OFFICER5955358
DANIELS, RICHARD MATTHEWCFO, FINOP, PFO, POO5877964

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TAHOE CAPITAL GROUP LLC

CRD#: 339696Reno, NV

TRUST BUT VERIFY

Monitor James Curran

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.