Nicholas R. Dubray
Professional summary
Nicholas Ryan Dubray, who also goes by Nick Dubray, is a registered financial professional currently at ZANBATO SECURITIES LLC located in Mountain View, California.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2009. Nicholas has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Ryan Dubray's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2019 - Present
ZANBATO SECURITIES LLC
Office #1: 711 / 715 N. Shoreline Blvd., Mountain View, CA 94043June 27, 2013 - January 30, 2019
EMERSON EQUITY LLC
November 13, 2012 - February 8, 2013
VIRTU AMERICAS LLC
August 5, 2009 - April 2, 2012
GENESIS GLOBAL TRADING, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2019)
(1/16/2019)
(1/16/2019)
(1/16/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ZANBATO SECURITIES LLC
CRD#: 279028 / SEC#: , 8-69654
Contact information
FINRA licenses (41 States and Territories)
Red Flags
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Company Information
ZANBATO SECURITIES LLC
CRD#: 279028Mountain View, CA 94043TRUST BUT VERIFY
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