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SW

Steven J. Waldron

JUMP EXECUTION
Chicago, IL 60654
Some features on this profile are disabled
CRD#: 5629153
SW

Professional summary


Steven James Waldron II, who also goes by Steven James Waldron, is a registered financial professional currently at JUMP EXECUTION, LLC located in Chicago, Illinois and JUMP TRADING, LLC located in Chicago, Illinois.

Steven is registered as a RR (Registered Representative) and started their career in finance in 2012. Steven has worked at 6 firms and has passed the Series 99 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Steven James Waldron

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Steven James Waldron II's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 28, 2022 - Present

JUMP EXECUTION, LLC

Office #1: 600 West Chicago Avenue, Suite 600, Chicago, IL 60654
BD
CRD#: 313060
Chicago, IL
Current

July 29, 2024 - Present

JUMP TRADING, LLC

Office #1: 600 West Chicago Avenue, Suite 600, Chicago, IL 60654
BD
CRD#: 106124
Chicago, IL
Past

March 7, 2016 - December 4, 2017

CITADEL SECURITIES INSTITUTIONAL LLC

BD
CRD#: 281102
Chicago, IL
Past

May 13, 2015 - December 4, 2017

CITADEL CLEARING LLC

BD
CRD#: 172693
MIAMI, FL
Past

September 19, 2012 - December 4, 2017

PALAFOX TRADING LLC

BD
CRD#: 131114
CHICAGO, IL
Past

September 19, 2012 - December 4, 2017

CITADEL SECURITIES LLC

BD
CRD#: 116797
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99
Date: 9/18/2012
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm


JT
JUMP TRADING, LLC
AKAMAI TRADING LLC | JUMP TRADING, LLC

CRD#: 106124 / SEC#: , 8-52989

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
Mailing Address
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
Phone number
(312) 205-8900
Established
Delaware since 10/31/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
JUMP TRADING HOLDINGS, LLCOWNER
DRADDY, JAMES JOSEPH JRDIRECTOR OF REGULATORY AFFAIRS/CHIEF COMPLIANCE OFFICER1160122
HICKEY, COLLEEN PCFO AND POO4505773
OLSEN, DAVID ALANPRESIDENT & CHIEF RISK OFFICER2568392
SCHRECENGOST, MATTHEW DAVIDCOO5213932

Disclosures


Regulatory Event15

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JUMP TRADING, LLC

CRD#: 106124Chicago, IL 60654

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