AF
Andrew W. Factor
CLEARVIEW FINANCIAL PARTNERS
Radnor, PA 19087
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CRD#: 5628997
AF
Professional summary
Andrew William Factor is a registered financial advisor currently at CLEARVIEW FINANCIAL PARTNERS located in Radnor, Pennsylvania.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Andrew has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/9/2012: ANDREW FACTOR INSURANCE - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 10% - INSURANCE SALES. 2. 5/7/2018 - Clearview Financial Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/26/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Clearview Financial Partners, LLC, an independent investment advisor firm. I started this business activity in April 2018. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/9/2018 - Clearview Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:06/30/2018 - 180 Hours Per Month/8 Hours During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew William Factor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2018 - Present
CLEARVIEW FINANCIAL PARTNERS
Office #1: 100 Matsonford Road Building #5, Suite 110, Radnor, PA 19087RIA
CRD#: 286168
Radnor, PA
Past
July 23, 2014 - July 5, 2018
THE WHARTON ADVISORY GROUP, LLC
RIA
CRD#: 120522
WAYNE, PA
Past
May 17, 2012 - August 15, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
RADNOR, PA
Past
December 6, 2011 - January 31, 2012
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BALA CYNWYD, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CLEARVIEW FINANCIAL PARTNERS
CLEARVIEW FINANCIAL PARTNER | CLEARVIEW FINANCIAL PARTNERS, LLC | CLEARVIEW FINANCIAL PARTNERS
CRD#: 286168 / SEC#: 801-114244
RIA
Registered Investment Advisory firm - (11/5/2018 Approved)Florida
Registered Investment Advisory firm - (11/11/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(4/26/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
CLEARVIEW FINANCIAL PARTNERS
CLEARVIEW FINANCIAL PARTNER | CLEARVIEW FINANCIAL PARTNERS, LLC | CLEARVIEW FINANCIAL PARTNERS
CRD#: 286168 / SEC#: 801-114244
RIA
Registered Investment Advisory firm - (11/5/2018 Approved)Florida
Registered Investment Advisory firm - (11/11/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Matsonford Road Building #5, Suite 110, Radnor, PA 19087
Mailing Address
Phone number
(610) 293-9211
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,149 |
| AUM (Assets Under Management) | $ 850,402,570 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
