Arlene L. Dimitian
KESTRA ADVISORY SERVICES
Long Beach, CA 90802
Some features on this profile are disabled
CRD#: 5628124
Professional summary
Arlene Lara Dimitian, CFP®, who also goes by Arlene Lara Derdiyar, Arlene Dimitian, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Long Beach, California and KESTRA INVESTMENT SERVICES, LLC located in Long Beach, California.
Arlene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Arlene has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Arlene Lara Derdiyar | Arlene Dimitian
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Well-Traveled Wealth Investment Related: Yes Address: 100 W. Broadway Suite 3000 Long Beach CA 90802 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 5/17/2019 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Working with clients to address there financial planning needs including asset management and insuranceBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 5/17/2019 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Providing asset management services as an overall part of helping plan towards there financial goals
CRS (Client Relationship Summary) - RIA
Click below to view Arlene Lara Dimitian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
May 20, 2019 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 100 W. Broadway Suite 3000, Long Beach, CA 90802RIA
CRD#: 283330
Long Beach, CA
Current
May 20, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 100 W. Broadway Suite 3000, Long Beach, CA 90802BD
CRD#: 42046
Long Beach, CA
Past
September 5, 2013 - May 20, 2019
FORESTERS ADVISORY SERVICES, LLC
RIA
CRD#: 164663
Monrovia, CA
Past
January 13, 2009 - May 20, 2019
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
MONROVIA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/20/2019)
RR
California(5/20/2019)
IAR
California(5/21/2019)
RR
Colorado(5/20/2019)
RR
Georgia(8/24/2021)
RR
Idaho(8/10/2020)
RR
Kentucky(9/18/2019)
RR
Nevada(11/2/2020)
RR
New York(9/28/2021)
RR
North Carolina(5/28/2021)
RR
Texas(5/20/2019)
IAR
Texas(5/20/2019)
RR
Utah(5/26/2022)
RR
Washington(3/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
