DW
Daniel J. Weiss
CETERA INVESTMENT ADVISERS LLC
PHILADELPHIA, PA 19103
Some features on this profile are disabled
CRD#: 5626796
DW
Professional summary
Daniel Joshua Weiss, who also goes by Daniel Joshua Weiss Mr., Daniel Weiss, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Philadelphia, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Radnor, Pennsylvania.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Daniel has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Joshua Weiss Mr. | Daniel Weiss
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2020 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: W FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2020 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 50 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR - PROVIDE FINANCIAL SERVICES ; (3) NAME OF OTHER BUSINESS: BRANCA RAMPART INSURANCE SERVICES ; INVESTMENT RELATED: NO ; ADDRESS: 2005 S. EASTON ROAD STE 202, DOYLESTOWN PA 18901 ; NATURE OF BUSINESS: INSURANCE ; START DATE: 01/2021 ; POSITION/TITLE/RELATIONSHIP: AGENT ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: INSURANCE CASE SUBMITTED TO THEIR IMO ; (4) NAME OF OTHER BUSINESS: JCC KAISERMAN ; INVESTMENT RELATED: NO ; ADDRESS: 45 HAVERFROD RD, WYNNEWOOD, PA 19096 ; NATURE OF BUSINESS: COMMUNITY CENTER ; START DATE: 01/2021 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: DISCUSS EVENT PLANNING, FUNDRAISING AND DEALING WITH CURRENT ISSUES ; (5) NAME OF OTHER BUSINESS: MY MEDICARE PRO, INVESTMENT RELATED: NO, ADDRESS: 240 BRADFORD CIRCLE, BLUE BELL, PA, 19422, NATURE OF BUSINESS: MEDICARE PROCESS ASSISTANCE, START DATE: 03/2023, POSITION/TITLE/RELATIONSHIP: REFERRER, LESS THAN 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS, FOR COMP, TO HELP THE THROUGH THE MEDICARE PROCESS; 6) NAME OF OTHER BUSINESS: W FINANCIAL, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: CREATED FOR EXPENSE MANAGEMENT PURPOSES;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Joshua Weiss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1650 Market St Suite 3600, Philadelphia, PA 19103Office #2: 150 N Radnor Chester Rd. Suite F200, Radnor, PA 19087RIA
CRD#: 105644
PHILADELPHIA, PA
Current
March 26, 2020 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 150 N Radnor Chester Rd. Suite F200, Radnor, PA 19087Office #2: 1650 Market St Suite 3600, Philadelphia, PA 19103BD
CRD#: 13572
RADNOR, PA
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
PHILADELPHIA, PA
Past
March 26, 2020 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
PHILADELPHIA, PA
Past
November 30, 2011 - April 1, 2020
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
PHILADELPHIA, PA
Past
November 30, 2011 - April 1, 2020
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
PHILADELPHIA, PA
Past
November 6, 2009 - November 25, 2011
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
PHILADELPHIA, PA
Past
October 15, 2009 - November 25, 2011
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/26/2020)
RR
Delaware(4/12/2024)
RR
Florida(3/26/2020)
RR
Maryland(11/1/2021)
RR
Massachusetts(2/18/2022)
RR
Michigan(1/9/2023)
RR
New Jersey(3/26/2020)
RR
New York(9/24/2024)
RR
North Carolina(3/26/2020)
RR
Pennsylvania(3/26/2020)
IAR
Pennsylvania(6/29/2023)
RR
South Carolina(6/23/2020)
RR
Tennessee(4/25/2023)
RR
Texas(7/11/2024)
IAR
Texas(7/11/2024)
RR
Virginia(6/2/2020)
RR
Washington(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/15/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
