JH
Jeffrey A. Higgs
CONSOLIDATED PORTFOLIO REVIEW CORP
Locust Valley, NY 11560
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CRD#: 5626520
JH
Professional summary
Jeffrey A Higgs, CFP® is a registered financial advisor currently at CONSOLIDATED PORTFOLIO REVIEW CORP located in Locust Valley, New York and VANDERBILT SECURITIES, LLC located in Locust Valley, New York.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jeffrey has worked at 5 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DIEFENDORF PLANNING SERVICES, LTD.; INSURANCE; SALE OF INSURANCE PRODUCTS; 20 HOURS/MONTH 2) WOLFEBORO SCHOOL; BOARD MEMBER; OUTREACH/ADMIN; 4 HOURS/MONTH; 3) CONSOLIDATED PORTFOLIO REVIEW CORP.; ADVISOR/ADMIN; 5 HOURS/MONTH; 4) RETIREMENT PLANNING & ADMINISTRATION; QUALIFIED PLAN ADMINISTRATION; 5 HOURS/MONTH; 5) 3D WEALTH INSURANCE SERVICES, LLC; INSURANCE AND INSURANCE PRODUCTS ADMINISTRATION; 30 HOURS/MONTH; 6) HHN LEGACY FINANCIAL PARTNERS, LLC LOCATED AT 168 FOREST AVENUE, SUITE 101, LOCUST VALLEY, NY 11560. START DATE: 02/26/2018, POSITION: MEMBER, COMPANY RUNS AS A LEGAL AGREEMENT ON COMPENSATION TO EACH OF THE PARTNERS, THERE IS NO ACTIVITY EXCEPT DISTRIBUTION OF INCOME EARNER AS ADVISORS. APPROXIMATELY 1 HOUR PER MONTH. 7) 3D Wealth Management Services. Not Investment Related. Start Date: 07/01/2020. Address: 168 Forest Avenue Suite 101 Locust Valley NY, 11560. Title: President. Duties: help oversee and run administrative items for business. Time spent during regular hours: 5%. 8) JCD Forest Avenue Realty, LLC. Not Investment Related. Start Date: 06/30/2025. Address: 168 Forest Avenue Locust Valley, NY 11560. Title: Owner. Duties: help with property management and collecting rents from tenants. Time spent during regular hours: 5%.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey A Higgs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 17, 2017 - Present
CONSOLIDATED PORTFOLIO REVIEW CORP
Office #1: 168 Forest Ave, Ste 101, Locust Valley, NY 11560RIA
CRD#: 112694
Locust Valley, NY
Current
September 24, 2018 - Present
VANDERBILT SECURITIES, LLC
Office #1: 168 Forest Avenue, Ste 101, Locust Valley, NY 11560BD
CRD#: 5953
Locust Valley, NY
Past
June 6, 2019 - July 17, 2019
3D WEALTH RIA, LLC
RIA
CRD#: 289081
LOCUST VALLEY, NY
Past
July 10, 2014 - July 16, 2020
STRUCTURED CAPITAL DESIGNS, INC.
RIA
CRD#: 120494
LOCUST VALLEY, NY
Past
May 5, 2010 - December 31, 2016
CONSOLIDATED PORTFOLIO REVIEW CORP
RIA
CRD#: 112694
LOCUST VALLEY, NY
Past
January 5, 2009 - October 26, 2018
IMPACTU.INVESTMENTS, LLC
BD
CRD#: 122696
LOCUST VALLEY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CONSOLIDATED PORTFOLIO REVIEW CORP
3 DIMENSIONAL WEALTH ADVISORY | ZIRCON FINANCIAL PLANNING, LLC | VISPER WEALTH MANAGEMENT | VIRTUS WEALTH INC | VAUGHT WEALTH MANAGEMENT | SUMMIT ADVISORS NW | STREAMLINE ASSET MANAGEMENT, LLC | STRATEGIC WEALTH ENDEAVOR INC | STONEFIELD WEALTH MANAGEMENT | STOECKLEIN FINANCIAL SERVICES | STARR FINANCIAL SERVICES INC. | SEQUOIA WEALTH & RISK MANAGEMENT | SCOPO CAPITAL PLANNING | RED HORSE FINANCIAL GROUP | RANDALL WEALTH MANAGEMENT | PARAMOUNT FINANCIAL GROUP, LLC. | PACKARD ADVISORY SERVICES | NATIONAL ONE ADVISORS | MARTINSON STOLLER ADVISORS | LEGACY SOLUTIONS WEALTH MANAGEMENT LLC | HEWITT PLANNING SERVICES | HATTIG FINANCIAL COMPANY | GRANITE CANYON WEALTH | GOLDEN ELDRIDGE FINANCIAL LLC | FINANCIAL RESOURCES INC. | DELANCEY WEALTH MANAGEMENT | DALTON WEALTH GROUP | CONSOLIDATED PORTFOLIO REVIEW CORP | CHIAPPETTA FINANCIAL GROUP | CHAMBERLAIN GROUP | AMERICAN CAPITAL ADVISORS, LLC | ABRAMOVITZ WEALTH MANAGEMENT LLC | 3D WEALTH ADVISORY
CRD#: 112694 / SEC#: 801-38795
RIA
Registered Investment Advisory firm - (12/2/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/10/2018)
RR
Florida(10/10/2018)
RR
Georgia(10/10/2018)
RR
Maryland(10/10/2018)
RR
Massachusetts(10/26/2018)
RR
Michigan(1/3/2024)
RR
New Hampshire(10/26/2018)
RR
New Jersey(10/10/2018)
RR
New York(9/24/2018)
IAR
New York(2/5/2021)
RR
North Carolina(10/26/2018)
RR
Pennsylvania(10/26/2018)
RR
Rhode Island(10/26/2018)
IAR
Rhode Island(1/3/2023)
RR
South Carolina(10/26/2018)
RR
South Dakota(8/26/2022)
RR
Vermont(10/26/2018)
RR
Virginia(10/26/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CP
CONSOLIDATED PORTFOLIO REVIEW CORP
3 DIMENSIONAL WEALTH ADVISORY | ZIRCON FINANCIAL PLANNING, LLC | VISPER WEALTH MANAGEMENT | VIRTUS WEALTH INC | VAUGHT WEALTH MANAGEMENT | SUMMIT ADVISORS NW | STREAMLINE ASSET MANAGEMENT, LLC | STRATEGIC WEALTH ENDEAVOR INC | STONEFIELD WEALTH MANAGEMENT | STOECKLEIN FINANCIAL SERVICES | STARR FINANCIAL SERVICES INC. | SEQUOIA WEALTH & RISK MANAGEMENT | SCOPO CAPITAL PLANNING | RED HORSE FINANCIAL GROUP | RANDALL WEALTH MANAGEMENT | PARAMOUNT FINANCIAL GROUP, LLC. | PACKARD ADVISORY SERVICES | NATIONAL ONE ADVISORS | MARTINSON STOLLER ADVISORS | LEGACY SOLUTIONS WEALTH MANAGEMENT LLC | HEWITT PLANNING SERVICES | HATTIG FINANCIAL COMPANY | GRANITE CANYON WEALTH | GOLDEN ELDRIDGE FINANCIAL LLC | FINANCIAL RESOURCES INC. | DELANCEY WEALTH MANAGEMENT | DALTON WEALTH GROUP | CONSOLIDATED PORTFOLIO REVIEW CORP | CHIAPPETTA FINANCIAL GROUP | CHAMBERLAIN GROUP | AMERICAN CAPITAL ADVISORS, LLC | ABRAMOVITZ WEALTH MANAGEMENT LLC | 3D WEALTH ADVISORY
CRD#: 112694 / SEC#: 801-38795
RIA
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Contact information
Main Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Mailing Address
Phone number
(631) 845-5100
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,821 |
| AUM (Assets Under Management) | $ 1,294,955,167 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
