Peter J. Keenan

APEX FINANCIAL ADVISORS,

Yardley, PA 19067

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CRD#: 5625338

Professional summary

Peter J Keenan, CFP® is a registered financial advisor currently at APEX FINANCIAL ADVISORS, INC located in Yardley, Pennsylvania.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Peter has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS: Ocean Way Condominium Association INVESTMENT-RELATED ADDRESS: (City/State) Sea Isle City, NJ POSITION: Board Member (Treasurer) START DATE: 1/2024 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS (City/State): Sea Isle City, NJ POSITION: LANDLORD/OWNER START DATE: 02/2023 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter J Keenan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 20, 2025 - Present

APEX FINANCIAL ADVISORS, INC

Office #1: 85 South Main Street, Yardley, PA 19067

RIA

CRD#: 155210

Yardley, PA

Past

May 14, 2020 - May 12, 2025

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

January 19, 2009 - May 12, 2025

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APEX FINANCIAL ADVISORS, INC

CRD#: 155210 / SEC#: 801-71884

RIA

Registered Investment Advisory firm - (10/7/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/6/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 4/23/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/17/2009

General Securities Principal Examination

Current Firm

APEX FINANCIAL ADVISORS, INC

CRD#: 155210 / SEC#: 801-71884

RIA

Registered Investment Advisory firm - (10/7/2010 Approved)

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Contact information

Main Address

85 South Main Street, Yardley, PA 19067

Mailing Address

Phone number

(215) 493-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A 03.2025 - ANNUAL AMENDMENT (3/27/2025)

Regulatory assets under management

Total Number of Accounts	410
AUM (Assets Under Management)	$ 505,099,472

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter J. Keenan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter J Keenan's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

APEX FINANCIAL ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/6/2009

SIE

Date: 10/1/2018

Series 7

Date: 1/16/2009

Series 53

Date: 4/23/2009

Series 24

Date: 3/17/2009

Current Firm

APEX FINANCIAL ADVISORS, INC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APEX FINANCIAL ADVISORS, INC

TRUST BUT VERIFY

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