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Brian Michael Keller

SWMG
FORT WORTH, TX
·CRD# 5619480·17 years experience

Professional Summary

Brian Michael Keller, who also goes by Brian Keller, is a registered financial advisor currently at SWMG, LLC located in Fort Worth, Texas. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Brian has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brian Keller

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

SWMG, LLC·CRD# 166688
RIA
3343 Locke Ave Ste 107, Fort Worth, TX 76107
May 26, 2026 - Present
EDWARD JONES·CRD# 250
RIA
Powder Springs, GA
February 13, 2009 - February 22, 2021
EDWARD JONES·CRD# 250
BD
Powder Springs, GA
January 1, 2009 - February 22, 2021

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Current Firm

SL
SWMG, LLC

STRITTMATTER WEALTH MANAGEMENT GROUP, LLC | SWMG, LLC

CRD#: 166688 / SEC#: 801-116898
RIA
Registered Investment Advisory firm - SEC (7/3/2019 Approved)
Texas
Registered Investment Advisory firm - Texas (11/25/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3343 Locke Ave Ste 107, Fort Worth, TX 76107

Phone Number

(817) 210-3444

# of Employees

19

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SWMG FORM ADV PART 2A (8/20/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,652

AUM (Assets Under Management)

$430,361,910

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I HAVE TWO LLC'S OPEN IN THE STATE OF GEORGIA, VICTOR STRATEGIES, LLC AND VICTOR AIRWAYS, LLC. VICTOR AIRWAYS, LLC IS THE HOLDING COMPANY FOR AN AIRCRAFT THAT I OWN AND ALLOW TO BE LEASED. VICTOR STRATEGIES,LLC WAS MY FORMER COMPANY, AND IS THE 100% OWNER OF VICTOR AIRWAYS, LLC. THESE ARE NOT INVESTMENT RELATED BUSINESSES. BOTH ARE CURRENTLY LISTING 139 GOLD SPRINGS COURT CANTON, GA 30114 AND I AM THE MANAGING MEMBER OF BOTH. VICTOR STRATEGIES, LLC WAS STARTED IN FEBRUARY 2021 AND VICTOR AIRWAYS, LLC WAS STARTED IN DECEMBER 2022. 120 HOURS PER YEAR IS SPENT ON THE BUSINESSES.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SL
SWMG, LLC

STRITTMATTER WEALTH MANAGEMENT GROUP, LLC | SWMG, LLC

CRD#: 166688 / SEC#: 801-116898
RIA
Registered Investment Advisory firm - SEC (7/3/2019 Approved)
Texas
Registered Investment Advisory firm - Texas (11/25/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(7/7/2026)
IAR
Texas
(5/26/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2008About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Brian Michael Keller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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