Shi Hong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shi Hong was a registered financial professional .
Shi is a previously registered financial professional and started their career in finance in 2008. Shi had worked at 2 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2008 - January 21, 2010
JANE STREET TRADING, LLC
December 11, 2008 - June 25, 2014
JANE STREET CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JANE STREET TRADING, LLC
CRD#: 103790 / SEC#: , 8-52279
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANE STREET HOLDING | MEMBER | |
| GERSTEIN, MARC, ADAM | MANAGER | |
| EMMET, RICHARD STOCKTON | MANAGING DIRECTOR | 4712665 |
| GRANIERI, ROBERT ANTHONY | MANAGING DIRECTOR | |
| JENKINS, MICHAEL ANDREW | MANAGING DIRECTOR | |
| KRONEMER, BARRY JACOB | GENERAL COUNSEL/COMPLIANCE DIRECTOR | 1419206 |
| LEHOCZKY, SANDOR GRAHAM | MANAGING DIRECTOR | 3231898 |
| MINSKY, YARON MOSHE | MANAGING DIRECTOR | 5198091 |
| PROCTOR, DAVID ANTHONY | MANAGING DIRECTOR | 5053284 |
| REYNOLDS, TIMOTHY WILLIAM | MANAGING DIRECTOR | |
| SCHAAD, IAN RUSSELL | MANAGING DIRECTOR | 2568033 |
| TUCKER, EDWARD JOSEPH JR | FINOP | 1234430 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
