Shi Hong
Professional Summary
Shi Hong was a registered financial advisor. Shi was a previously registered financial professional and started their career in finance 2008 - 2010. Shi had worked at 2 firms and has passed the Series 7 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
BOWERY CAPITAL, LLC | JANE STREET TRADING, LLC
Contact Information
Established
Delaware since 08/31/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANE STREET HOLDING | MEMBER | — |
| GERSTEIN, MARC, ADAM | MANAGER | — |
| EMMET, RICHARD STOCKTON | MANAGING DIRECTOR | 4712665 |
| GRANIERI, ROBERT ANTHONY | MANAGING DIRECTOR | — |
| JENKINS, MICHAEL ANDREW | MANAGING DIRECTOR | — |
| KRONEMER, BARRY JACOB | GENERAL COUNSEL/COMPLIANCE DIRECTOR | 1419206 |
| LEHOCZKY, SANDOR GRAHAM | MANAGING DIRECTOR | 3231898 |
| MINSKY, YARON MOSHE | MANAGING DIRECTOR | 5198091 |
| PROCTOR, DAVID ANTHONY | MANAGING DIRECTOR | 5053284 |
| REYNOLDS, TIMOTHY WILLIAM | MANAGING DIRECTOR | — |
| SCHAAD, IAN RUSSELL | MANAGING DIRECTOR | 2568033 |
| TUCKER, EDWARD JOSEPH JR | FINOP | 1234430 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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