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Ian Russell Schaad

CRD# 2568033·Registered 1995 - 2021
Previously Registered: Being a previously registered professional could mean that Ian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ian Russell Schaad was a registered financial advisor. Ian was a previously registered financial professional and started their career in finance 1995 - 2021. Ian had worked at 8 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

JANE STREET EXECUTION SERVICES, LLC·CRD# 167280
BD
New York, NY
November 14, 2013 - February 18, 2021
JANE STREET OPTIONS, LLC·CRD# 134159
BD
New York, NY
March 5, 2013 - June 17, 2019
JANE STREET MARKETS, LLC·CRD# 104485
BD
New York, NY
July 13, 2005 - February 17, 2015
JANE STREET SPECIALISTS, LLC·CRD# 118232
BD
New York, NY
January 29, 2004 - January 21, 2010
JANE STREET TRADING, LLC·CRD# 103790
BD
New York, NY
January 2, 2004 - January 21, 2010
JANE STREET CAPITAL, LLC·CRD# 103782
BD
New York, NY
July 8, 2003 - February 18, 2021
JANE STREET MARKETS, LLC·CRD# 104485
BD
New York, NY
December 17, 2002 - February 14, 2005
SUSQUEHANNA FINANCIAL GROUP, LLLP·CRD# 35865
BD
Bala Cynwyd, PA
May 26, 1999 - December 5, 2001
SAL EQUITY TRADING, GP·CRD# 29337
BD
Bala Cynwyd, PA
March 15, 1995 - December 11, 2001

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Current Firm

JS
JANE STREET EXECUTION SERVICES, LLC

JANE STREET EXECUTION SERVICES, LLC

CRD#: 167280 / SEC#: 8-69254
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

250 Vesey Street, New York, NY 10281

Mailing Address

250 Vesey Street 3rd Floor, New York, NY 10281

Phone Number

(646) 759-6000

Established

Delaware since 02/22/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (10 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
JANE STREET GROUP, LLCMEMBER—
BELLIOTTI, ANGELOCHIEF COMPLIANCE OFFICER6617066
BERGER, MATTHEW ROBERTOPERATING COMMITTEE MEMBER4714455
HARRISON, MARIE ELIZABETHPRINCIPAL FINANCIAL OFFICER4621035
ROY, ANDREAS TORBJOERNOPERATING COMMITTEE MEMBER/PRESIDENT6344770
WALSH, PATRICK J.PRINCIPAL OPERATIONS OFFICER4786045
ZGALJIC, DAVOROPERATING COMMITTEE MEMBER4819565

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2014About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2007

Series 7 — General Securities Representative Examination

Passed Mar 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2013About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Jan 2003About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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