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MV

Mathew H. Van Alstyne

ODEON CAPITAL ADVISORS LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 5616065
MV

Professional summary


Mathew Hadlock Van Alstyne, who also goes by Mat Van Alstyne, is a registered financial advisor currently at ODEON CAPITAL ADVISORS LLC located in New York, New York and ODEON CAPITAL GROUP LLC located in New York, New York.

Mathew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Mathew has worked at 3 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, Series 79TO, SIE, Series 3, Series 55, Series 87, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Mat Van Alstyne

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIGHT DOORS LLC, 750 LEXINGTON AVE., 27TH FL, NYC, 10022, MEMBER, 6/19/12, LESS THAN 1HR/MO., LESS THAN 1HR DURING TRDING HRS., INVESTMENT RELATED, POTENTIAL INCOME, PASSIVE INVESTMENT IN MULTIPLE COMPANIES . PINEBARRENS LLC, 750 LEXINGTON AVE, 27TH FL. NYC 10022, MEMBER, 1/3/13, LESS THAN 1HR/MO., LESS THAN 1HR DURING TRDING HRS., INVESTMENT RELATED, POTENTIAL INCOME, INVESTMENT IN HEDGE FUND. PROJECT INVESTORS LLC, 750 LEXINGTON AVE., 27TH FL., NYC 10022, MEMBER, 3/11/13, LESS THAN 1HR/MO., LESS THAN 1DAY DURING TRDING HRS., INVESTMENT RELATED, POTENTIAL INCOME, NO DUTIES, PASSIVE INVESTMENT IN RESTAURANT. ELDRIDGE BEAUMONT, LLC, 750 LEXINGTON AVE, 27TH FL., NYC 10022, MANAGING MEMBER, IT, 12/15/13, LESS THAN 2HR/MO., LESS THAN 1HR DURING TRDING HRS., INVESTMENT RELATED, POTENTIAL INCOME, INVESTMENT IN START-UP WEBSITE COMPANY. Digital Packager LLC (sub-investment of Eldridge Beaumont LLC). Member of the Board of Directors. APPROX 2 hours per week after trading hours. Not investment related. Digital Packager Corp. Member of the Board of Directors. APPROX 5 hours per month after trading hours. Not investment related. Allenby Specialty Finance LLC , along with Allenby originated special purpose financing vehicles. Member. Commercial real estate lending service. New York, NY. Investment related. 5 Hours per month, 5 Hours per month during trading hours. For compensation. Cellarium LLC. New York, NY. Member. Personal/Employee Owned, Passive Investment Vehicle. Investment Related. Not for compensation outside of any investment gains. Less than 5 hours per month during our outside of trading hours. Odeon Capital Advisors LLC (formerly SDS Family Office, LLC). New York, NY. Co-Founder and Passive Member. Investment Adviser Startup. For compensation. Investment Related. 0 hours per month during trading hours or after hours. Excobichu LLC. New York, NY. Member. Passive investment vehicle for private equity investment. Investment Related. Not for compensation outside of investment returns. Less than 1 hour per month. Zero hours during trading hours. Jemm Partners LLC. New York, NY. Managing Member. Passive investment vehicle for private fund investment. Investment related. Not for compensation outside of investment returns. 0-1 hours per month outside of business hours, Zero hours during trading hours. Ducks Kongs LLC. New York, NY. Founding Member. Passive investment vehicle. Investment related. Not for compensation outside of investment returns. 1 hour per month during trading hours. Amenia 5 Ball LLC. Amenia, NY. Member. Passive investment vehicle. Investment related. Not for compensation outside of investment returns. 1 hour per month outside of trading hours. MVADES LLC. New York, NY. Member. Passive real estate investment vehicle. Investment related. Not for compensation outside of investment returns. Less than 1 hour per month during or outside of trading hours.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Mathew Hadlock Van Alstyne's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 14, 2022 - Present

ODEON CAPITAL ADVISORS LLC

Office #1: 750 Lexington Avenue, New York, NY 10022
RIA
CRD#: 307619
New York, NY
Current

May 18, 2009 - Present

ODEON CAPITAL GROUP LLC

Office #1: 750 Lexington Avenue, New York, NY 10022Office #2: 750 Lexington Avenue 27th Fl., New York, NY, 10022
BD
CRD#: 148493
New York, NY
Past

May 8, 2014 - February 6, 2015

BONWICK CAPITAL PARTNERS, LLC

BD
CRD#: 156469
NEW YORK, NY
Past

August 9, 2012 - February 1, 2013

BONWICK CAPITAL PARTNERS, LLC

BD
CRD#: 156469
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
ODEON CAPITAL ADVISORS LLC
JET CAPITAL MANAGEMENT LTD. | SDS FAMILY OFFICE, LLC | ODEON CAPITAL ADVISORS LLC

CRD#: 307619 / SEC#: 801-119007

RIA
Registered Investment Advisory firm - (7/6/2020 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/21/2013)
RR
Alaska
(8/10/2013)
RR
Arizona
(1/24/2011)
RR
Arkansas
(6/13/2013)
RR
California
(2/3/2011)
RR
Colorado
(3/15/2010)
IAR
Colorado
(12/14/2022)
RR
Connecticut
(2/2/2010)
RR
Delaware
(6/4/2013)
RR
District of Columbia
(10/25/2010)
RR
Florida
(9/16/2010)
RR
Georgia
(7/30/2012)
RR
Hawaii
(11/9/2011)
RR
Idaho
(8/10/2013)
RR
Illinois
(7/30/2012)
RR
Indiana
(9/8/2010)
RR
Iowa
(8/10/2013)
RR
Kansas
(8/10/2013)
RR
Kentucky
(8/10/2013)
RR
Louisiana
(8/10/2013)
RR
Maine
(5/23/2014)
RR
Maryland
(10/7/2010)
RR
Massachusetts
(7/30/2012)
RR
Michigan
(8/10/2013)
RR
Minnesota
(7/30/2012)
RR
Mississippi
(9/6/2013)
RR
Missouri
(10/23/2013)
RR
Montana
(8/10/2013)
RR
Nebraska
(6/25/2014)
RR
Nevada
(7/16/2014)
RR
New Hampshire
(10/3/2013)
RR
New Jersey
(11/6/2009)
RR
New Mexico
(9/27/2013)
RR
New York
(5/19/2009)
IAR
New York
(12/14/2022)
RR
North Carolina
(6/20/2014)
RR
North Dakota
(3/13/2014)
RR
Ohio
(9/21/2010)
RR
Oklahoma
(6/20/2014)
RR
Oregon
(7/15/2014)
RR
Pennsylvania
(7/28/2010)
RR
Puerto Rico
(4/2/2014)
RR
Rhode Island
(10/8/2013)
RR
South Carolina
(11/13/2013)
RR
South Dakota
(10/8/2013)
RR
Tennessee
(4/19/2023)
RR
Texas
(7/12/2010)
RR
Utah
(11/6/2009)
RR
Vermont
(2/28/2014)
RR
Virgin Islands
(8/1/2014)
RR
Virginia
(9/30/2010)
RR
Washington
(7/30/2012)
RR
West Virginia
(12/19/2013)
RR
Wisconsin
(7/1/2014)
RR
Wyoming
(8/10/2013)

Exams


State Security Law Exam
RR
Series 63
Date: 2/9/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/24/2012
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


OC
ODEON CAPITAL ADVISORS LLC
JET CAPITAL MANAGEMENT LTD. | SDS FAMILY OFFICE, LLC | ODEON CAPITAL ADVISORS LLC

CRD#: 307619 / SEC#: 801-119007

RIA
Registered Investment Advisory firm - (7/6/2020 Approved)
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Contact information


Main Address
750 Lexington Avenue, New York, NY 10022
Mailing Address
Phone number
(212) 230-5880
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (10 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OCA ADV PART 2A 03-31-2025 (3/31/2025)

Regulatory assets under management


Total Number of Accounts41
AUM (Assets Under Management)$ 786,046,407

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ODEON CAPITAL ADVISORS LLC

CRD#: 307619New York, NY 10022

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