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FIRM PROFILE
Overview
ODEON CAPITAL GROUP LLC is located at 750 Lexington Avenue, 27th Fl., New York, NY 10022 and was first established at New York, Delaware in 09/05/2008. After operating for 17 years, ODEON CAPITAL GROUP LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ODEON CAPITAL GROUP LLC’s clients are individuals and 0% of their clients are high net worth individuals. ODEON CAPITAL GROUP LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ODEON CAPITAL GROUP LLC are registered to handle securities or provide financial advice. The firm has 5 disclosures, 5 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ODEON CAPITAL GROUP LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ODEON CAPITAL GROUP LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ODEON CAPITAL GROUP LLC Comes From
Understanding the Statistics for ODEON CAPITAL GROUP LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
750 Lexington Avenue 27th Fl., New York, NY, 10022
750 Lexington Avenue 27th Fl., New York, NY, 10022
Small
(212) 257-6970
Delaware since 09/05/2008
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 | |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 | |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 | |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 | |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
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Advisor's working at ODEON CAPITAL GROUP LLC
Stefan Conant Dannibale
Eric Joseph Grimaldi
Peter Gordon Sasaki
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