RC
Renae M. Coffman
CETERA INVESTMENT ADVISERS LLC
DELTA, CO 81416
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CRD#: 5614989
RC
Professional summary
Renae Michelle Coffman, who also goes by Renae Michelle Coffman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Delta, Colorado and CETERA ADVISORS LLC located in Delta, Colorado.
Renae is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Renae has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Renae Michelle Coffman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: RENAE COFFMAN WEALTH MANAGEMENT GROUP,LLC INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (2) N/A, NOT INVESTMENT RELATED, 192 TZ TRAIL, GRAND JUNCTION, CO, 81503, FARM/HORSE TRAINING, STARTED 06/2014, POSITION/TITLE/RELATIONSHIP: TRAINER, APX 3 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SELLS PIGS, TRAINS AND SELLS PERFORMANCE HORSES. (3) L&C CENTER, NOT INVESTMENT RELATED, 811 & 813 MAIN ST, DELTA, CA, 81416, REAL ESTATE, STARTED 01/2017, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COLLECTS RENT ON OWNED OFFICE BUILDING. (4) NAME OF OTHER BUSINESS: RCWMG RENTAL, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: OWNER/PROPERTY MANAGER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROPERTY USED FOR RENAE COFFMAN WEALTH MANAGEMENT GROUP & SMALL APARTMENT RENTAL; (5) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: PUBLIC NOTARY ; START DATE: 06/2020 ; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 2/ YEAR APX NUMBER OF HOURS DURING TRADING HOURS: 2/ YEAR BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS ;
CRS (Client Relationship Summary) - RIA
Click below to view Renae Michelle Coffman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 811 Main St, Delta, CO 81416RIA
CRD#: 105644
DELTA, CO
Current
May 8, 2020 - Present
CETERA ADVISORS LLC
Office #1: 811 Main St, Delta, CO 81416BD
CRD#: 10299
Delta, CO
Past
May 8, 2020 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
Payette, ID
Past
January 26, 2009 - May 11, 2020
EDWARD JONES
RIA
CRD#: 250
DELTA, CO
Past
January 6, 2009 - May 11, 2020
EDWARD JONES
BD
CRD#: 250
DELTA, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/15/2020)
RR
Arizona(7/20/2020)
RR
California(5/8/2020)
RR
Colorado(5/8/2020)
IAR
Colorado(3/21/2024)
RR
Florida(4/8/2021)
RR
Georgia(7/8/2020)
RR
Idaho(5/8/2020)
RR
Indiana(6/29/2020)
RR
Iowa(5/8/2020)
RR
Kansas(9/3/2020)
RR
Mississippi(6/22/2023)
RR
Missouri(6/29/2020)
RR
Montana(6/15/2020)
RR
Nebraska(5/8/2020)
RR
Nevada(5/8/2020)
RR
New Mexico(6/30/2020)
RR
New York(7/9/2024)
RR
North Carolina(7/5/2023)
RR
Oklahoma(5/14/2021)
RR
Oregon(6/15/2020)
RR
Pennsylvania(7/5/2023)
RR
South Carolina(3/10/2025)
RR
South Dakota(5/8/2020)
RR
Texas(7/13/2020)
IAR
Texas(3/21/2024)
RR
Utah(5/8/2020)
RR
Virginia(6/21/2022)
RR
Washington(5/11/2020)
RR
West Virginia(1/25/2023)
RR
Wyoming(6/15/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
