Chafy J. Mostofi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chafy John Mostofi, who also goes by Chafy John Mostofi, Chafy Mostofi, C John Mostofi, C. John John Mostofi, was a registered financial professional .
Chafy is a previously registered financial professional and started their career in finance in 2008. Chafy had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2024 - January 5, 2026
ARMORY SECURITIES, LLC
November 22, 2021 - November 19, 2024
HILCO CORPORATE FINANCE, LLC
May 10, 2019 - April 1, 2020
BOFA SECURITIES, INC.
November 1, 2010 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 8, 2008 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
ARMORY SECURITIES, LLC
CRD#: 147796 / SEC#: , 8-67929
Contact information
FINRA licenses (12 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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