Marco A. Scalco
CETERA INVESTMENT ADVISERS LLC
LONG BEACH, CA 90802
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CRD#: 5610626
Professional summary
Marco Augusto Scalco, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Long Beach, California and CETERA WEALTH SERVICES, LLC located in Long Beach, California.
Marco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Marco has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SCALCO FINANCIAL DBA POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2010 ADDRESS: 13001 Seal Beach Boulevard, Suite 205, Seal Beach CA 90740, United States DESCRIPTION: FINANCIAL SERVICES 2) SNH BROADWAY, LLC POSITION: Partner NATURE: I am in the process of purchasing office space. The office will be owned by me and the two CPAs that I currently sublet office space to. (I currently rent the office and sublet to them - already disclosed to Avantax).We have formed an LLC that will hold title to the property (50% Marco Scalco - Scalco Financial / 25% each of the two CPAs). Scalco Financial will then rent from the LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/29/2021 ADDRESS: 13001 Seal Beach Blvd, Suite 205, Seal Beach CA 90740, United States DESCRIPTION: I am in the process of purchasing office space. The office will be owned by me and the two CPAs that I currently sublet office space to. (I currently rent the office and sublet to them - already disclosed to Avantax).We have formed an LLC that will hold title to the property (50% Marco Scalco - Scalco Financial / 25% each of the two CPAs). Scalco Financial will then rent from the LLC. Duties and responsibilities will be typical of office space ownership: Mortgage, insurance, HOA, utilities payments, etc. 3)Sublease of office space; Lessor; Leasing out one office from the 207 E Broadway suite 201 Long Beach CA location to a tenant; IR; 0; 03/01/2022; 13001 Seal Beach Blvd Seal Beach CA 90740; Lessor. I be leasing out one office from the 207 E Broadway suite 201 Long Beach CA location to a tenant. Responsibilities include collecting rent, depositing rent, communicating with tenants, inspecting the premises, renewing lease, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Marco Augusto Scalco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 207 East Broadway Unit 201, Long Beach, CA 90802RIA
CRD#: 105644
LONG BEACH, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 207 East Broadway Unit 201, Long Beach, CA 90802BD
CRD#: 13572
LONG BEACH, CA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
LONG BEACH, CA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
LONG BEACH, CA
Past
January 26, 2009 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
SEAL BEACH, CA
Past
January 5, 2009 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
SEAL BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/18/2025)
RR
Hawaii(9/5/2025)
RR
Kansas(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Nevada(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Oregon(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
