Kevin A. Bostory

EMPOWER ADVISORY GROUP

Raritan, NJ

Some features on this profile are disabled

CRD#: 5609523

Professional summary

Kevin A Bostory, CFP®, who also goes by Kevin A Bostory, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Raritan, New Jersey and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Kevin has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin A Bostory

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*1070264 For profit or not for profit: For Profit Name of outside business organization: Rental Property 1 Investment related: N Address of business: Ringoes, New Jersey, 08551 Nature of business: Position, title, association: Sole owner, Start date of relationship: 11/10/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Managing rental houses

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin A Bostory's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

September 15, 2023 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Raritan, NJ

Current

September 15, 2023 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111

CRD#: 13109

Greenwood Village, CO

Past

January 24, 2023 - August 25, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BRIDGEWATER, NJ

Past

January 24, 2023 - August 25, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BRIDGEWATER, NJ

Past

February 22, 2022 - November 9, 2022

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Bridgewater, NJ

Past

January 26, 2022 - November 9, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Bridgewater, NJ

Past

February 27, 2018 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Bridgewater, NJ

Past

February 26, 2018 - November 9, 2022

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Bridgewater, NJ

Past

February 26, 2018 - November 9, 2022

TD AMERITRADE, INC.

CRD#: 7870

Bridgewater, NJ

Past

January 27, 2017 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

September 11, 2014 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

BRIDGEWATER, NJ

Past

September 12, 2012 - September 10, 2014

NATIONAL SECURITIES CORPORATION

CRD#: 7569

EDISON, NJ

Past

February 12, 2010 - July 19, 2012

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

CRANFORD, NJ

Past

March 25, 2009 - July 19, 2012

PARK AVENUE SECURITIES LLC

CRD#: 46173

CRANFORD, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/13/2025)

Alaska
(5/15/2025)

Arizona
(5/14/2025)

Arkansas
(5/27/2025)

California
(5/13/2025)

Connecticut
(5/13/2025)

Delaware
(5/14/2025)

Georgia
(5/14/2025)

Hawaii
(7/9/2025)

Idaho
(5/19/2025)

Illinois
(5/20/2025)

Indiana
(5/20/2025)

Iowa
(5/19/2025)

Kansas
(5/14/2025)

Kentucky
(5/13/2025)

Maine
(5/16/2025)

Massachusetts
(5/14/2025)

Michigan
(5/15/2025)

Minnesota
(5/13/2025)

Mississippi
(5/13/2025)

Missouri
(5/14/2025)

Montana
(5/16/2025)

Nebraska
(5/13/2025)

Nevada
(5/13/2025)

New Hampshire
(5/16/2025)

New Jersey
(9/15/2023)

IAR

New Jersey
(9/15/2023)

New Mexico
(5/16/2025)

New York
(5/13/2025)

North Carolina
(5/14/2025)

North Dakota
(5/19/2025)

Oklahoma
(5/13/2025)

Oregon
(5/18/2025)

Pennsylvania
(5/15/2025)

Rhode Island
(5/14/2025)

South Carolina
(5/16/2025)

South Dakota
(5/13/2025)

Tennessee
(5/14/2025)

Texas
(5/13/2025)

Utah
(5/14/2025)

Vermont
(5/13/2025)

Virginia
(5/14/2025)

Washington
(5/13/2025)

West Virginia
(5/20/2025)

Wisconsin
(5/13/2025)

Wyoming
(5/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kevin A. Bostory

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin A Bostory's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

NATIONAL SECURITIES CORPORATION

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2010

SIE

Date: 10/1/2018

Series 7

Date: 3/24/2009

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

Similar Advisors