Thomas John Darnowski
Professional Summary
Thomas John Darnowski, who also goes by Thomas John Darnowski III, Thomas Darnowski, is a registered financial advisor currently at SCHRODER FUND ADVISORS LLC located in New York, New York. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2008. Thomas has worked at 3 firms and has passed the SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas John Darnowski Iii, Thomas Darnowski
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
SCHRODER CAPITAL DISTRIBUTORS INC. | SCHRODER FUND ADVISORS LLC | SCHRODER FUND ADVISORS INC.
Contact Information
Main Address
7 Bryant Park, New York, NY 10018-3706Mailing Address
7 Bryant Park, New York, NY 10018-3706Phone Number
(212) 641-3889Established
Delaware since 06/30/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. | DIRECT OWNER | — |
| BAILEY, TIFFANY | ASSISTANT SECRETARY | 8254382 |
| CHELF, RYAN | SECRETARY | 7895909 |
| DARNOWSKI, THOMAS JOHN | MANAGER | 5609038 |
| DOOLEY, CATHERINE | MANAGER | 8254433 |
| FORTINO, ROBERT ANTHONY | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 1905741 |
| MAZZA, CATHERINE ANDREA | PRESIDENT, CHAIR, BOARD MEMBER | 1444025 |
| PATNAIK, SHANAK | CHIEF COMPLIANCE OFFICER | 6184296 |
| SAUER, WILLIAM PETER | BOARD MEMBER | 1622322 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2008About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Feb 2009About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas John Darnowski's CRS (Customer Relationship Summary).
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