Christopher A. Gaun

CHRISTOPHER A. GAUN, CFE, CPA

Sea Cliff, NY 11579

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CRD#: 5609025

Professional summary

Christopher Anton Gaun is a registered financial advisor currently at CHRISTOPHER A. GAUN, CFE, CPA located in Sea Cliff, New York.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Christopher has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

100% shareholder of CPA firm. Gaun & Company CPAs, P.C. It is not investment related. 231 Glen Cove Avenue, Sea Cliff, NY 11579 CPA firm Owner No relations with other businesses. Full time tax preparation. Only involved as a referrer of other investment advisors.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Anton Gaun's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2024 - Present

CHRISTOPHER A. GAUN, CFE, CPA

Office #1: 231 Glen Cove Avenue, Sea Cliff, NY 11579

RIA

CRD#: 148666

Sea Cliff, NY

Past

January 27, 2023 - December 31, 2023

CHRISTOPHER A. GAUN, CFE, CPA

RIA

CRD#: 148666

SEA CLIFF, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2009

Uniform Investment Adviser Law Examination

Current Firm

CHRISTOPHER A. GAUN, CFE, CPA

CHRISTOPHER A. GAUN, CFE, CPA | CHRISTOPHER ANTON GAUN, CFE, CPA

CRD#: 148666 / SEC#: 801-69711

RIA

Registered Investment Advisory firm - (5/18/2009 Terminated)

New York

Registered Investment Advisory firm - (7/8/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

231 Glen Cove Avenue, Sea Cliff, NY 11579

Mailing Address

Phone number

(516) 759-0217

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher A. Gaun

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Anton Gaun's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHRISTOPHER A. GAUN, CFE, CPA

CHRISTOPHER A. GAUN, CFE, CPA

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2009

Current Firm

CHRISTOPHER A. GAUN, CFE, CPA

Contact information

Documents

Red Flags

Company Information

CHRISTOPHER A. GAUN, CFE, CPA

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