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KL

Karo Lokmanyan

N10° WEALTH
Greenwich, CT 06831
CRD#: 5607299
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KL
Karo LokmanyanN10° WEALTH

Professional summary


Karo Lokmanyan is a registered financial advisor currently at N10° WEALTH located in Greenwich, Connecticut and N10° ASSETS located in Greenwich, Connecticut.

Karo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Karo has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Karo Lokmanyan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 2, 2026 - Present

N10° WEALTH

Office #1: 5 Greenwich Office Park, Greenwich, CT 06831
RIA
CRD#: 342013
Greenwich, CT
Current

June 3, 2026 - Present

N10° ASSETS

Office #1: 5 Greenwich Office Park, Greenwich, CT 06831
RIA
CRD#: 342185
GREENWICH, CT
Past

September 15, 2020 - June 10, 2026

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
GREENWICH, CT
Past

September 14, 2020 - June 10, 2026

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
GREENWICH, CT
Past

May 30, 2014 - October 6, 2020

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
NEW YORK, NY
Past

May 30, 2014 - October 6, 2020

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
NEW YORK, NY
Past

October 14, 2010 - June 24, 2014

MORGAN STANLEY

RIA
CRD#: 149777
NEW YORK, NY
Past

October 14, 2010 - June 24, 2014

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY
Past

September 2, 2009 - August 24, 2010

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
JERSEY CITY, NJ
Past

June 2, 2009 - August 24, 2010

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
JERSEY CITY, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(6/2/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/1/2009
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


NW
N10° WEALTH
N10 WEALTH MANAGEMENT | N10° WEALTH | N10 WEALTH, LLC

CRD#: 342013 / SEC#: 801-136307

RIA
Registered Investment Advisory firm - (6/1/2026 120-Day Approval)
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Contact information


Main Address
12 E 49th Street, New York, NY 10017
Mailing Address
Phone number
(203) 930-2881
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (3 States and Territories)


Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

N10 WEALTH MANAGEMENT ADV PART 2A (5/28/2026)
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


N10° WEALTH

CRD#: 342013Greenwich, CT 06831

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