AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
KL

Karo Lokmanyan

N10° WEALTH
Greenwich, CT
·CRD# 5607299·17 years experience

Professional Summary

Karo Lokmanyan is a registered financial advisor currently at N10° WEALTH located in Greenwich, Connecticut and N10° ASSETS located in Greenwich, Connecticut. Karo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Karo has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
View profile
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#

Years of Experience

17 years in the financial services industry

Current & Past Employments

N10° WEALTH·CRD# 342013
RIA
5 Greenwich Office Park, Greenwich, CT 06831
June 2, 2026 - Present
N10° ASSETS·CRD# 342185
RIA
5 Greenwich Office Park, Greenwich, CT 06831
June 3, 2026 - Present
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Greenwich, CT
September 15, 2020 - June 10, 2026
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Greenwich, CT
September 14, 2020 - June 10, 2026
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
New York, NY
May 30, 2014 - October 6, 2020
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
New York, NY
May 30, 2014 - October 6, 2020
MORGAN STANLEY·CRD# 149777
RIA
New York, NY
October 14, 2010 - June 24, 2014
MORGAN STANLEY·CRD# 149777
BD
New York, NY
October 14, 2010 - June 24, 2014
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Jersey City, NJ
September 2, 2009 - August 24, 2010
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Jersey City, NJ
June 2, 2009 - August 24, 2010

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#

Current Firm

NW
N10° WEALTH

N10 WEALTH MANAGEMENT | N10° WEALTH | N10 WEALTH, LLC

CRD#: 342013 / SEC#: 801-136307
RIA
Registered Investment Advisory firm - SEC (6/1/2026 Approved)

Contact Information

Main Address

5 Greenwich Office Park Suite 100, Greenwich, CT 06831

Phone Number

(203) 930-2881

# of Employees

5

SEC notice filing (6 States and Territories)

Registered to provide investment advisory services in 6 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

N10 WEALTH MANAGEMENT ADV PART 2A (8/14/2026)

Regulatory Assets Under Management

Total Number of Accounts

317

AUM (Assets Under Management)

$553,113,709

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WELLINGTON COMMONS CONDOMINIUM ASSOCIATES, NOT INVT RELATED, DUMONT, NJ, PRESIDENT, START DATE 6/1/2015, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, PAYING VENDORS AND TAXES.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
N10° WEALTH

N10 WEALTH MANAGEMENT | N10° WEALTH | N10 WEALTH, LLC

CRD#: 342013 / SEC#: 801-136307
RIA
Registered Investment Advisory firm - SEC (6/1/2026 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Connecticut
(6/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2009About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed May 2013About the Series 9 exam

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Karo Lokmanyan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#
KL
Follow Karo
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required