Sean M. Bandazian
Professional summary
Sean Michael Bandazian, who also goes by Sean Bandazian, is a registered financial advisor currently at CORNERSTONE WEALTH located in Huntersville, North Carolina.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Sean has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 7, Series 39 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sean Michael Bandazian's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2022 - Present
CORNERSTONE WEALTH
Office #1: 16810 Kenton Drive Suite 200, Huntersville, NC 28078February 14, 2018 - July 7, 2020
THE LEADERS GROUP, INC.
May 22, 2014 - March 30, 2017
LPL FINANCIAL LLC
September 5, 2013 - May 23, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 26, 2010 - April 1, 2011
KNIGHT CAPITAL AMERICAS, L.P.
November 10, 2008 - January 8, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
Primary Firm SEC Registration
CORNERSTONE WEALTH
CRD#: 289971 / SEC#: 801-112164
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/18/2022)
Exams
Series 7TO
Date: 3/13/2022
General Securities Representative ExaminationSeries 57TO
Date: 3/13/2022
Securities Trader ExamSeries 55
Date: 8/4/2015
Limited Representative-Equity Trader ExamCurrent Firm
CORNERSTONE WEALTH
CRD#: 289971 / SEC#: 801-112164
Contact information
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,834 |
| AUM (Assets Under Management) | $ 2,108,342,140 |
Red Flags
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