John J. Palma
Professional summary
John Joseph Palma, who also goes by John J Palma, is a registered financial professional currently at MTS SECURITIES, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2008. John has worked at 4 firms and has passed the Series 99TO, SIE, Series 52, Series 53 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Palma's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 28, 2020 - Present
MTS SECURITIES, LLC
Office #1: 623 Fifth Avenue 14th Floor, New York, NY 10022July 27, 2021 - March 27, 2023
UTILITY CAPITAL PARTNERS, LLC
June 17, 2013 - June 10, 2019
RICE FINANCIAL PRODUCTS COMPANY
December 8, 2008 - June 3, 2013
PRIME CAPITAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MTS SECURITIES, LLC
CRD#: 104059 / SEC#: , 8-52515
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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