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CRD#: 104059
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MTS SECURITIES, LLC is located at 623 Fifth Avenue 14th Floor, New York, NY 10022 and was first established at New York, Delaware in 08/10/2001. After operating for 24 years, MTS SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MTS SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. MTS SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MTS SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MTS SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MTS SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MTS SECURITIES, LLC Comes From

Understanding the Statistics for MTS SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
623 Fifth Avenue 14th Floor, New York, NY 10022
Mailing Address
623 Fifth Avenue 14th Floor, New York, NY 10022
Firm Size
Small
Phone Number
(212) 887-2100
Established
Delaware since 08/10/2001
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MTS HEALTH PARTNERS, LLCOWNER
CONROY, DENNIS MICHAELFINOP/CFO3222121
DARITA-OPPENHEIM, LUCYCHIEF COMPLIANCE OFFICER2801418
EPSTEIN, MARK ELLIOTGENERAL PRINCIPAL2274559
LANE, CURTIS SCOTTMANAGING MEMBER/DESIGNATED PRINCIPAL718950

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Advisor's working at MTS SECURITIES, LLC

AG

Alekya Gadiraju

RR
CRD#: 7578266
Location:
New York, NY 10022
Company:
MTS SECURITIES, LLC
Disclosures:
Experience:
2 years
View Profile
JL

Jonah Spencer Lipel

RR
CRD#: 7578275
Location:
New York, NY 10022
Company:
MTS SECURITIES, LLC
Disclosures:
Experience:
2 years
View Profile
DL

David Nicholson Low JR

RR
CRD#: 1799706
Location:
New York, NY 10022
Company:
MTS SECURITIES, LLC
Disclosures:
Experience:
37 years
View Profile
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