SB
Sean W. Becker
NWF ADVISORY SERVICES
PAOLI, PA 19301
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CRD#: 5600416
SB
Professional summary
Sean William Becker is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Paoli, Pennsylvania and OSAIC WEALTH, INC. located in Paoli, Pennsylvania.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Sean has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Becker Wealth Management LLC., 30 South Valley Rd, #200, Paoli, PA 19301, DBA, 02/2022 to present, Financial Advisory, 100% owner, securities, annuity, and insurance commissions, 184 hours per month, 149 hours during trading, investment-related. Life, Health, Annuities since 2/22 in PA, NJ, FL, SC and DE, 4% of business. 2. BECKER WEALTH MANAGEMENT POSITION: President NATURE: LLC used as DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 184 SECURITIES TRADING HOURS: 149 START DATE: 02/03/2023 ADDRESS: 30 South Valley Road, Suite 200, Paoli PA 19301, United States DESCRIPTION: Provide comprehensive Wealth Management Financial Planning and Investment Advisory services. 3. SEAN BECKER INSURANCE AGENT POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/03/2022 ADDRESS: 30 South Valley Road, Suite 200, Paoli PA 19301, United States DESCRIPTION: Life, Health, Annuities, and Long-Term Care 4. NWF ADVISORY SERVICES POSITION: Investment Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 80 START DATE: 06/30/2025 ADDRESS: 11835 W. Olympic Blvd., Suite 1155 E, Los Angeles CA 90064, United States DESCRIPTION: I provide advisory services such as wrap, fee accounts, and financial plans. I devote about half of my time to this business.
CRS (Client Relationship Summary) - RIA
Click below to view Sean William Becker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2025 - Present
NWF ADVISORY SERVICES INC
Office #1: 30 South Valley Road Suite 200, Paoli, PA 19301RIA
CRD#: 110410
PAOLI, PA
Current
September 4, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 30 South Valley Road Suite 200, Paoli, PA 19301RIA
BD
CRD#: 23131
PAOLI, PA
Past
September 4, 2024 - July 3, 2025
THE AMERIFLEX GROUP
RIA
CRD#: 305585
Paoli, PA
Past
March 25, 2009 - September 9, 2024
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
PAOLI, PA
Past
October 28, 2008 - September 9, 2024
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
PAOLI, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/4/2024)
RR
Connecticut(9/4/2024)
RR
Delaware(9/4/2024)
RR
Florida(9/4/2024)
RR
Georgia(9/25/2024)
RR
Maryland(9/4/2024)
RR
Massachusetts(9/4/2024)
RR
New Jersey(9/4/2024)
RR
Pennsylvania(9/4/2024)
IAR
Pennsylvania(5/21/2025)
RR
Puerto Rico(9/4/2024)
RR
Rhode Island(9/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
