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JS

Jonathan M. Souza

WEDGE CAPITAL MANAGEMENT LLP
CHARLOTTE, NC 28202-6002
Some features on this profile are disabled
CRD#: 5599314
JS

Professional summary

Jonathan M Souza is a registered financial advisor currently at WEDGE CAPITAL MANAGEMENT LLP located in Charlotte, North Carolina.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jonathan has worked at 2 firms and has passed the Series 7 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan M Souza's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 25, 2019 - Present

WEDGE CAPITAL MANAGEMENT LLP

Office #1: 301 South College Street #3800, Charlotte, NC 28202-6002
RIA
CRD#: 106234
CHARLOTTE, NC
Past

May 12, 2009 - April 25, 2011

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 37731
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WEDGE CAPITAL MANAGEMENT LLP
WEDGE CAPITAL MANAGEMENT LLP

CRD#: 106234 / SEC#: 801-29479

RIA
Registered Investment Advisory firm - (3/31/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(10/25/2019)

Exams

General Industry/Product Exam
RR
Series 7
Date: 5/11/2009
General Securities Representative Examination

Current Firm

WC
WEDGE CAPITAL MANAGEMENT LLP
WEDGE CAPITAL MANAGEMENT LLP

CRD#: 106234 / SEC#: 801-29479

RIA
Registered Investment Advisory firm - (3/31/1987 Approved)
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Contact information

Main Address
301 South College Street #3800, Charlotte, NC 28202-6002
Mailing Address
Phone number
(704) 334-6475
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WEDGE CAPITAL MANAGMENT L.L.P. FORM ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts227
AUM (Assets Under Management)$ 7,652,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEDGE CAPITAL MANAGEMENT LLP

CRD#: 106234Charlotte, NC 28202-6002

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