David Van Der Wekken

FIRST COMMAND ADVISORY SERVICES

Fort Worth, TX 76109

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CRD#: 5598532

Professional summary

David Van Der Wekken, who also goes by David Johannes Van Der Wekken, David J Van Der Wekken, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Fort Worth, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. David has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 51, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Johannes Van Der Wekken | David J Van Der Wekken

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Van Der Wekken's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2021 - Present

FIRST COMMAND ADVISORY SERVICES

Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109

RIA

CRD#: 281958

Fort Worth, TX

Current

December 8, 2021 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109Office #2: 1 Firstcomm Plaza, Fort Worth, TX 76109

CRD#: 3641

Fort Worth, TX

Past

July 6, 2018 - November 22, 2021

MORGAN STANLEY

RIA

CRD#: 149777

GILBERT, AZ

Past

July 6, 2018 - November 22, 2021

MORGAN STANLEY

CRD#: 149777

GILBERT, AZ

Past

June 23, 2017 - June 22, 2018

EDELMAN FINANCIAL ENGINES

RIA

CRD#: 104510

PHOENIX, AZ

Past

February 16, 2017 - June 19, 2017

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

October 21, 2016 - June 19, 2017

SCOTTRADE, INC.

CRD#: 8206

ST LOUIS, MO

Past

July 6, 2012 - June 18, 2013

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

ST. LOUIS, MO

Past

June 14, 2012 - June 18, 2013

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

January 3, 2011 - October 19, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. LOUIS, MO

Past

January 3, 2011 - October 19, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 8, 2008 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SALT LAKE CITY, UT

Past

November 3, 2008 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/7/2022)

Alaska
(1/7/2022)

Arizona
(1/7/2022)

Arkansas
(1/7/2022)

California
(1/7/2022)

Colorado
(1/7/2022)

Connecticut
(1/7/2022)

Delaware
(1/7/2022)

District of Columbia
(1/7/2022)

Florida
(1/7/2022)

Georgia
(1/7/2022)

Hawaii
(1/7/2022)

Idaho
(1/7/2022)

Illinois
(1/7/2022)

Indiana
(1/7/2022)

Iowa
(1/7/2022)

Kansas
(1/7/2022)

Kentucky
(1/7/2022)

Louisiana
(1/7/2022)

Maine
(1/7/2022)

Maryland
(1/7/2022)

Massachusetts
(1/7/2022)

Michigan
(1/7/2022)

Minnesota
(1/7/2022)

Mississippi
(1/7/2022)

Missouri
(1/7/2022)

Montana
(1/7/2022)

Nebraska
(1/7/2022)

Nevada
(1/7/2022)

New Hampshire
(1/7/2022)

New Jersey
(1/7/2022)

New Mexico
(1/7/2022)

New York
(1/7/2022)

North Carolina
(1/7/2022)

North Dakota
(1/7/2022)

Ohio
(1/10/2022)

Oklahoma
(1/7/2022)

Oregon
(1/7/2022)

Pennsylvania
(1/7/2022)

Puerto Rico
(10/7/2022)

IAR

Puerto Rico
(11/19/2022)

Rhode Island
(1/7/2022)

South Carolina
(1/7/2022)

South Dakota
(1/7/2022)

Tennessee
(1/7/2022)

Texas
(12/8/2021)

IAR

Texas
(12/8/2021)

Utah
(1/7/2022)

Vermont
(1/7/2022)

Virginia
(1/7/2022)

Washington
(1/7/2022)

West Virginia
(1/7/2022)

Wisconsin
(1/7/2022)

Wyoming
(1/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/2/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 11/23/2024

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/6/2017

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 1/30/2009

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/31/2008

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (10/30/2024)

DESCRIPTION OF SERVICES (10/30/2024)

Regulatory assets under management

Total Number of Accounts	110,166
AUM (Assets Under Management)	$ 22,090,760,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David Van Der Wekken

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Van Der Wekken's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

EDELMAN FINANCIAL ENGINES

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 12/2/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/1/2008

Series 51

Date: 11/23/2024

Series 24

Date: 2/6/2017

Series 10

Date: 1/30/2009

Series 9

Date: 12/31/2008

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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