Lucas A. Burton

LINCOLN PARK CAPITAL LLC

OLEAN, NY 14760

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CRD#: 5596824

Professional summary

Lucas Alan Burton, who also goes by Lucas A Burton, Luke Burton, is a registered financial advisor currently at LINCOLN PARK CAPITAL LLC located in Olean, New York.

Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Lucas has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lucas A Burton | Luke Burton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ENCHANTED MOUNTAINS FINANCIAL 112 MADISON AVENUE OLEAN, NY 14760 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: SELL AND SERVICE FIXED INSURANCE PRODUCTS SUCH AS FIXED ANNUITIES, DISABILITY, AND TRADITIONAL LIFE INSURANCE START DATE: 02/2015 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 0 2) ENCHANTED MOUNTAINS FINANCIAL 112 MADISON AVENUE OLEAN, NY 14760 CATEGORY: TAX PREPARATION INVESTMENT RELATED: NO TITLE: OWNER DUTIES: PERSONAL TAX PREPARATION FOR INDIVIDUALS START DATE: 02/01/2015 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 0 3) LUCAS BURTON 112 MADISON AVENUE OLEAN, NY 14760 CATEGORY: TRUSTEE FOR BURTON FAMILY TRUST INVESTMENT RELATED: NO TITLE: TRUSTEE DUTIES: TRUSTEE FOR PROPERTY HELD WITHIN TRUST START DATE: 01/01/2014 HOURS PER MONTH: 0 HOURS PER MONTH DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Alan Burton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2024 - Present

LINCOLN PARK CAPITAL LLC

Office #1: 125 South Union Street, Olean, NY 14760

RIA

CRD#: 330031

OLEAN, NY

Past

February 5, 2015 - July 1, 2024

OSAIC FS, INC.

RIA

CRD#: 3870

OLEAN, NY

Past

February 5, 2015 - July 1, 2024

OSAIC FS, INC.

CRD#: 3870

OLEAN, NY

Past

January 25, 2011 - December 1, 2014

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

OLEAN, NY

Past

January 14, 2011 - December 1, 2014

INVEST FINANCIAL CORPORATION

CRD#: 12984

OLEAN, NY

Past

April 8, 2010 - January 27, 2011

COMMUNITY INVESTMENT SERVICES, INC.

CRD#: 46332

ALLEGANY, NY

Past

June 1, 2009 - December 21, 2009

MORGAN STANLEY

CRD#: 149777

PITTSFORD, NY

Past

January 7, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

PITTSFORD, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/26/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/6/2009

General Securities Representative Examination

Current Firm

LINCOLN PARK CAPITAL LLC

CRD#: 330031 / SEC#: 801-129961

RIA

Registered Investment Advisory firm - (4/19/2024 120-Day Approval)

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Contact information

Main Address

125 South Union Street, Olean, NY 14760

Mailing Address

Phone number

(866) 938-6540

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	143
AUM (Assets Under Management)	$ 22,050,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lucas A. Burton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Alan Burton's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC FS, INC.

OSAIC FS, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

COMMUNITY INVESTMENT SERVICES, INC.

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/26/2009

SIE

Date: 10/1/2018

Series 7

Date: 1/6/2009

Current Firm

LINCOLN PARK CAPITAL LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LINCOLN PARK CAPITAL LLC

TRUST BUT VERIFY

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