Lucas A. Burton

CETERA INVESTMENT ADVISERS LLC

Olean, NY

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CRD#: 5596824

Professional summary

Lucas Alan Burton, who also goes by Lucas A Burton, Luke Burton, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Olean, New York.

Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Lucas has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lucas A Burton | Luke Burton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Alan Burton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #2: 2646 W. State Street Suite 408, Olean, NY 14760

RIA

CRD#: 105644

Olean, NY

Past

December 11, 2025 - February 10, 2026

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Olean, NY

Past

July 1, 2024 - December 17, 2025

LINCOLN PARK CAPITAL LLC

RIA

CRD#: 330031

OLEAN, NY

Past

February 5, 2015 - July 1, 2024

OSAIC FS, INC.

RIA

CRD#: 3870

OLEAN, NY

Past

February 5, 2015 - July 1, 2024

OSAIC FS, INC.

CRD#: 3870

OLEAN, NY

Past

January 25, 2011 - December 1, 2014

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

OLEAN, NY

Past

January 14, 2011 - December 1, 2014

INVEST FINANCIAL CORPORATION

CRD#: 12984

OLEAN, NY

Past

April 8, 2010 - January 27, 2011

COMMUNITY INVESTMENT SERVICES, INC.

CRD#: 46332

ALLEGANY, NY

Past

June 1, 2009 - December 21, 2009

MORGAN STANLEY

CRD#: 149777

PITTSFORD, NY

Past

January 7, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

PITTSFORD, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(12/11/2025)

IAR

Texas
(12/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/26/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/6/2009

General Securities Representative Examination

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lucas A. Burton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Alan Burton's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

LINCOLN PARK CAPITAL LLC

OSAIC FS, INC.

OSAIC FS, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

COMMUNITY INVESTMENT SERVICES, INC.

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/26/2009

SIE

Date: 10/1/2018

Series 7

Date: 1/6/2009

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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