Basheer R. Husami
CETERA INVESTMENT ADVISERS LLC
ROSSMOOR, CA 90720
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CRD#: 5594107
Professional summary
Basheer Rexford Husami, AIF®, CFP®, CIMA® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Rossmoor, California and CETERA WEALTH SERVICES, LLC located in Fullerton, California.
Basheer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Basheer has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Basheer Husami joined his father, Art Husami and Husami & Associates in 2010. Basheer works in the financial services department, as well as provides accounting and tax services. He is a Certified Public Accountant (CPA), a CERTIFIED INVESTMENT MANAGEMENT ANALYST®, a CERTIFIED FINANCIAL PLANNER™ professional and is an Enrolled Agent (EA) certified to practice before the Internal Revenue Service. Basheer graduated with university honors from Carnegie Mellon University with a Bachelor’s degree in Mechanical Engineering. In his free time Basheer enjoys surfing the various beaches in Southern California and spending time with his wife, son and daughter.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Retirement Planning
Business Succession Planning
Tax Planning
Investment Planning
Estate Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HUSAMI & ASSOCIATES; POSITION: ANALYST NATURE: NULL INVESTMENT RELATED: YES NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2009 DESCRIPTION: FINANCIAL SERVICES ENTITY. 2)SUCCESSOR TRUSTEE OF NON FAMILY TRUST; SUCCESSOR TRUSTEE; I HAVE BEEN NAMED AS A TRUSTEE FOR A NON-FAMILY MEMBER TRUST; NIR; 0; 0; 45870; 1400 BREA BLVD FULLERTON CA 92835; CURRENTLY I HAVE NO DUTIES.
CRS (Client Relationship Summary) - RIA
Click below to view Basheer Rexford Husami's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 12641 Christy Ln., Rossmoor, CA 90720Office #2: 1400 Brea Blvd, Fullerton, CA 92835RIA
CRD#: 105644
ROSSMOOR, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1400 Brea Blvd, Fullerton, CA 92835BD
CRD#: 13572
Fullerton, CA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Fullerton, CA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Fullerton, CA
Past
February 3, 2010 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
Fullerton, CA
Past
December 21, 2009 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
Fullerton, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/7/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Colorado(10/7/2025)
RR
Florida(10/7/2025)
RR
Iowa(10/7/2025)
RR
Nevada(10/7/2025)
RR
New Jersey(10/7/2025)
RR
New York(10/7/2025)
RR
North Carolina(10/7/2025)
RR
Ohio(10/7/2025)
RR
Utah(10/7/2025)
RR
Wisconsin(10/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
