Nicolas W. Chery

CRC-IB

San Francisco, CA 94111

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CRD#: 5593554

Professional summary

Nicolas W Chery is a registered financial professional currently at CRC-IB located in San Francisco, California.

Nicolas is registered as a RR (Registered Representative) and started their career in finance in 2008. Nicolas has worked at 4 firms and has passed the Series 63, Series 66, Series 79TO, Series 82TO, Series 82, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicolas W Chery's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2022 - Present

CRC-IB

Office #1: 201 California Street Suite 1425, San Francisco, CA 94111

CRD#: 158736

San Francisco, CA

Past

September 12, 2018 - February 4, 2020

CRC-IB

CRD#: 158736

NEW YORK, NY

Past

April 15, 2011 - December 6, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

January 29, 2010 - March 18, 2011

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

January 1, 2009 - March 19, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SAN FRANCISCO, CA

Past

November 19, 2008 - March 19, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/28/2022)

New York
(11/28/2022)

Exams

State Security Law Exam

Series 63

Date: 10/28/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/27/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/13/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 82TO

Date: 11/17/2022

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 82

Date: 10/4/2018

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 9/12/2018

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 11/18/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/19/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CRC-IB

CARBON REDUCTION CAPITAL, LLC | REZNICK CAPITAL MARKETS SECURITIES, LLC | CRC-IB | COHNREZNICK CAPITAL MARKETS SECURITIES, LLC | COHNREZNICK CAPITAL

CRD#: 158736 / SEC#: , 8-68918

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

220 E42nd Street 35th Floor, New York, NY 10017

Mailing Address

220 E42nd Street 35th Floor, New York, NY 10017

Phone number

(917) 472-1274

Established

Maryland since 01/14/2011

Firm type

Limited Liability Company

Fiscal year end

January

Firm Size

Small

# of Employees

FINRA licenses (36 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CRC HOLDINGCO, LLC	HOLDING COMPANY/OWNER
KNAPP, NICHOLAS JE	PRESIDENT	5419499
MCKENNA, CONOR WILLIAM	SENIOR MANAGING DIRECTOR	4355571
DURDEN, GARY LEE	MANAGING DIRECTOR	6624221
VON OESEN, BRITTA BENNETT	MANAGING DIRECTOR	5532329
DURDEN, GARY LEE	CHIEF COMPLIANCE OFFICER	6624221
HOPKINS, THOMAS JOHN	FINOP, PPO, PFO	1835087

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicolas W. Chery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicolas W Chery's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRC-IB

J.P. MORGAN SECURITIES LLC

CREDIT AGRICOLE SECURITIES (USA) INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/28/2022

Series 66

Date: 12/27/2008

Series 79TO

Date: 1/13/2023

Series 82TO

Date: 11/17/2022

Series 82

Date: 10/4/2018

SIE

Date: 10/1/2018

Series 79

Date: 9/12/2018

Series 7

Date: 11/18/2008

Series 24

Date: 12/19/2023

FINRA

Current Firm

CRC-IB

Contact information

FINRA licenses (36 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CRC-IB

TRUST BUT VERIFY

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