Joseph William Jones | Financial Professional | Fort Worth, Texas | RHODES INVESTMENT ADVISORS, INC.

Professional summary

Joseph William Jones, who also goes by Joseph Jones, is a registered financial advisor currently at RHODES INVESTMENT ADVISORS, INC. located in Fort Worth, Texas and RHODES SECURITIES, INC. located in Fort Worth, Texas.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph William Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2015 - Present

RHODES INVESTMENT ADVISORS, INC.

Office #1: 306 West 7th Street Suite 1000, Fort Worth, TX 76012

RIA

CRD#: 114245

FORT WORTH, TX

Current

August 28, 2015 - Present

RHODES SECURITIES, INC.

Office #1: 306 West 7th Street Suite 1000, Fort Worth, TX 76102

BD

CRD#: 19610

FORT WORTH, TX

Past

November 13, 2008 - September 23, 2015

EDWARD JONES

RIA

CRD#: 250

BENBROOK, TX

Past

October 17, 2008 - September 23, 2015

EDWARD JONES

BD

CRD#: 250

BENBROOK, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RI

RHODES INVESTMENT ADVISORS, INC.

CRAIG S. WADE DBA CRAIG S. WADE FINACIAL SERVICES | WHIT WHITFIELD, DBA FE WHITFIELD INVESTMENTS AND INSURANCE | TRICIA CARTER-HABER DBA HABER WEALTH MANAGEMENT | SUSAN PARIS, DBA PARIS FINANCIAL SERVICES | ROBERT L. RICHERSON, III DBA RICHERSON CAPITAL MANAGEMENT PLLC | RHODES SECURITIES, INC. | RHODES INVESTMENT ADVISORS, INC. | PREFERRED FINANCIAL SERVICES, INC. | JOHN RUSH VANN, JR., DBA JOHN RUSH VANN, JR. INVESTMENT MANAGEMENT | JEAN S. FRIE, DBA FRIE FINANCIAL GROUP, INC. | JAMES D. PALMER, DBA PALMER RETIREMENT CONSULTANTS | HARRISON S. REED III, DBA REED INVESTMENTS | GUY M. CUMBIE, DBA CUMBIE ADVISORY SERVICES, INC. | DAVID A. BURGESS DBA BURGESS FINANCIAL

CRD#: 114245 / SEC#: 801-117510

RIA

Registered Investment Advisory firm - (10/18/2019 Approved)

Kansas

Registered Investment Advisory firm - (11/5/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (11/6/2020 Terminated)

New Mexico

Registered Investment Advisory firm - (12/31/2020 Terminated)

Oklahoma

Registered Investment Advisory firm - (1/22/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (11/5/2020 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2020 Terminated)

Washington

Registered Investment Advisory firm - (12/31/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

California
(10/2/2018)

RR

Indiana
(6/7/2019)

RR

Louisiana
(2/12/2020)

RR

New Mexico
(12/3/2015)

RR

Oklahoma
(3/28/2022)

RR

Texas
(8/28/2015)

IAR

Texas
(10/9/2015)

RR

Virginia
(10/13/2015)

RR

Washington
(10/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 10/30/2008

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 10/16/2008

General Securities Representative Examination

SRO Registrations

RR

FINRA

Current Firm

RI

RHODES INVESTMENT ADVISORS, INC.

CRAIG S. WADE DBA CRAIG S. WADE FINACIAL SERVICES | WHIT WHITFIELD, DBA FE WHITFIELD INVESTMENTS AND INSURANCE | TRICIA CARTER-HABER DBA HABER WEALTH MANAGEMENT | SUSAN PARIS, DBA PARIS FINANCIAL SERVICES | ROBERT L. RICHERSON, III DBA RICHERSON CAPITAL MANAGEMENT PLLC | RHODES SECURITIES, INC. | RHODES INVESTMENT ADVISORS, INC. | PREFERRED FINANCIAL SERVICES, INC. | JOHN RUSH VANN, JR., DBA JOHN RUSH VANN, JR. INVESTMENT MANAGEMENT | JEAN S. FRIE, DBA FRIE FINANCIAL GROUP, INC. | JAMES D. PALMER, DBA PALMER RETIREMENT CONSULTANTS | HARRISON S. REED III, DBA REED INVESTMENTS | GUY M. CUMBIE, DBA CUMBIE ADVISORY SERVICES, INC. | DAVID A. BURGESS DBA BURGESS FINANCIAL

CRD#: 114245 / SEC#: 801-117510

RIA

Registered Investment Advisory firm - (10/18/2019 Approved)

Kansas

Registered Investment Advisory firm - (11/5/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (11/6/2020 Terminated)

New Mexico

Registered Investment Advisory firm - (12/31/2020 Terminated)

Oklahoma

Registered Investment Advisory firm - (1/22/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (11/5/2020 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2020 Terminated)

Washington

Registered Investment Advisory firm - (12/31/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

306 West 7th Street Suite 1000, Fort Worth, TX 76012

Mailing Address

Phone number

(817) 334-0455

Established

Firm type

Fiscal year end

# of Employees

9

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE-JULY 2025 (7/28/2025)

Regulatory assets under management

Total Number of Accounts	815
AUM (Assets Under Management)	$ 376,312,618

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph W. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph William Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

RHODES SECURITIES, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

RHODES INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/30/2008

SIE

Date: 10/1/2018

Series 7

Date: 10/16/2008

FINRA

Current Firm

RHODES INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RHODES INVESTMENT ADVISORS, INC.

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