Royce A. Huffaker
Professional summary
Royce A Huffaker, who also goes by Royce A Huffaker, Royce Alan Huffaker, is a registered financial professional currently at CNL SECURITIES CORP. located in Orlando, Florida.
Royce is registered as a RR (Registered Representative) and started their career in finance in 2008. Royce has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Royce A Huffaker's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2025 - Present
CNL SECURITIES CORP.
Office #1: 450 South Orange Avenue Suite 1300, Orlando, FL 32801January 6, 2021 - June 30, 2025
PACIFIC OAK CAPITAL MARKETS, LLC
November 13, 2018 - December 31, 2020
ARETE WEALTH MANAGEMENT, LLC
May 24, 2012 - November 8, 2018
KBS CAPITAL MARKETS GROUP LLC
August 17, 2011 - November 15, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 17, 2011 - November 15, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 2011 - July 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - July 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
November 10, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
October 28, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2025)
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Exams
FINRA
Current Firm
CNL SECURITIES CORP.
CRD#: 10356 / SEC#: , 8-26901
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CNL FINANCIAL GROUP, INC. | PARENT COMPANY OF CNL SECURITIES CORP. | |
| BOYCE, KATHLEEN ANNE | CHIEF COMPLIANCE OFFICER | 3086688 |
| HELMS, BRACKSTON EDWARD | CO-PRESIDENT | 2730942 |
| MUJA, GZIM | CO-PRESIDENT | 2916434 |
| MUJA, GZIM | NATIONAL SALES DIRECTOR | 2916434 |
| TURNER, TRACY JEANNE | CHIEF FINANCIAL OFFICER, FINOP & TREASURER | 6122300 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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