Sean Welch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Welch, who also goes by Sean Paul Mason, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2008. Sean had worked at 3 firms and has passed the Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2011 - April 3, 2013
OPTIVER US LLC
July 28, 2009 - February 23, 2011
GETCO EXECUTION SERVICES LLC
September 16, 2008 - February 23, 2011
OCTEG, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/25/2008
Limited Representative-Equity Trader ExamCurrent Firm
OPTIVER US LLC
CRD#: 128030 / SEC#: , 8-66083
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OPTIVER PARTNERSHIP US LP | PARENT COMPANY | |
| BRINKHUIS, RUTGER HENDRIK | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR - US | 6753961 |
| COLEMAN, KEVIN PAUL | CHIEF COMPLIANCE OFFICER | 6254324 |
| COONEY, PATRICK JAMES | MANAGING DIRECTOR - EUROPE | 7001978 |
| DEATON, MICHAEL WILLIAM | CHIEF FINANCIAL OFFICER / FINOP / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER | 2964800 |
| ITKIN, ALEXANDER SAMUEL | CHIEF TECHNOLOGY OFFICER; MANAGER OF OPTIVER PARTNERSHIP US LP | 5967037 |
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
