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JW

John J. Walters

BRYN MAWR TRUST ADVISORS
Philadelphia, PA 19103
Some features on this profile are disabled
CRD#: 5583653
JW

Professional summary

John Joseph Walters, CFP®, who also goes by John Walters, John Joseph Walters, is a registered financial advisor currently at BRYN MAWR TRUST ADVISORS, LLC located in Philadelphia, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. John has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

John Walters | John Joseph Walters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Walters's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

June 3, 2024 - Present

BRYN MAWR TRUST ADVISORS, LLC

Office #1: 1818 Market Street 22nd Floor, Philadelphia, PA 19103
RIA
CRD#: 285359
Philadelphia, PA
Past

March 3, 2022 - June 24, 2024

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
Malvern, PA
Past

March 3, 2022 - June 24, 2024

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA
Past

November 3, 2021 - January 11, 2022

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA
CRD#: 116407
MALVERN, PA
Past

April 8, 2019 - August 3, 2021

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
BALA CYNWYD, PA
Past

January 12, 2019 - August 3, 2021

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
BALA CYNWYD, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BM
BRYN MAWR TRUST ADVISORS, LLC
BMTA | WSFS CAPITAL MANAGEMENT, LLC | WEST CAPITAL MANAGEMENT | BRYN MAWR TRUST ADVISORS, LLC | BRYN MAWR CAPITAL MANAGEMENT, LLC | BRYN MAWR CAPITAL MANAGEMENT (FORMER NAME)

CRD#: 285359 / SEC#: 801-108434

RIA
Registered Investment Advisory firm - (10/6/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(6/3/2024)
IAR
Pennsylvania
(6/3/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/23/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/12/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2018
Securities Industry Essentials Examination

Current Firm

BM
BRYN MAWR TRUST ADVISORS, LLC
BMTA | WSFS CAPITAL MANAGEMENT, LLC | WEST CAPITAL MANAGEMENT | BRYN MAWR TRUST ADVISORS, LLC | BRYN MAWR CAPITAL MANAGEMENT, LLC | BRYN MAWR CAPITAL MANAGEMENT (FORMER NAME)

CRD#: 285359 / SEC#: 801-108434

RIA
Registered Investment Advisory firm - (10/6/2016 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1818 Market Street 22nd Floor, Philadelphia, PA 19103
Mailing Address
Phone number
(215) 731-1820
Established
Firm type
Fiscal year end
# of Employees
59

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BRYN MAWR TRUST ADVISORS LLC FORM ADV PART 2A_06302025 (6/30/2025)

Regulatory assets under management

Total Number of Accounts3,371
AUM (Assets Under Management)$ 3,011,732,671

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/21/2025
Cover Page
Report
12/13/2024
Cover Page
Report
04/09/2024
Cover Page
Report
02/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRYN MAWR TRUST ADVISORS, LLC

CRD#: 285359Philadelphia, PA 19103

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