James A. Nelson
Professional summary
James Alden Nelson, who also goes by James Nelson, is a registered financial professional currently at LAZARD ASSET MANAGEMENT SECURITIES LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2008. James has worked at 2 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Alden Nelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2020 - Present
LAZARD ASSET MANAGEMENT SECURITIES LLC
Office #1: 30 Rockefeller Plaza 56th Floor, New York, NY, 10112Office #2: Four Embarcadero Center 24th Floor, San Francisco, CA 94111October 3, 2008 - September 21, 2020
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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